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Detailed Report
Andrew Charles Hite
ANDREW C HITE, ANDREW CHARLES HITE, ANDREW HITE
CRD#: 2398178
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
3 Greenwich Office Park, 3rd Floor
GREENWICH, CT 06831
Registration History
19952000200520102015202020253 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - 2023 (4 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2017 - 2018 (1 year)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2000 - 2017 (16 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1994 - 2000 (6 years)
License(s)

State Registrations

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Alaska 4/17/2023
B
Montana 4/17/2023
B
Arizona 4/17/2023
B
Nebraska 4/17/2023
B
Arkansas 4/17/2023
B
New Hampshire 4/17/2023
B
California 4/17/2023
B
New Jersey 4/17/2023
B
Colorado 4/17/2023
B
New Mexico 4/17/2023
B
Connecticut 4/17/2023
B
New York 4/17/2023
IA
Connecticut 10/15/2024
IA
New York 8/1/2023
B
Delaware 4/17/2023
B
North Carolina 4/17/2023
B
District of Columbia 4/17/2023
B
North Dakota 4/17/2023
B
Florida 4/17/2023
B
Ohio 4/17/2023
B
Georgia 4/17/2023
B
Oklahoma 4/17/2023
B
Hawaii 4/17/2023
B
Oregon 4/17/2023
B
Idaho 4/17/2023
B
Pennsylvania 4/17/2023
B
Illinois 4/17/2023
B
Puerto Rico 4/17/2023
B
Indiana 4/17/2023
B
Rhode Island 4/17/2023
B
Iowa 4/17/2023
B
South Carolina 4/17/2023
B
Kansas 4/17/2023
B
South Dakota 4/17/2023
B
Kentucky 4/17/2023
B
Texas 4/17/2023
B
Louisiana 4/17/2023
B
Utah 4/17/2023
B
Maine 4/17/2023
B
Vermont 4/17/2023
B
Maryland 4/17/2023
B
Virgin Islands 4/17/2023
B
Massachusetts 4/17/2023
B
Virginia 4/17/2023
B
Michigan 4/17/2023
B
Washington 4/17/2023
B
Minnesota 4/17/2023
B
West Virginia 4/17/2023
B
Mississippi 4/17/2023
B
Wisconsin 4/17/2023
B
Missouri 4/17/2023
B
Wyoming 4/17/2023

SRO Registrations

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 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 3 Greenwich Office Park, 3rd Floor, GREENWICH, CT 06831
Tarrytown, NY
Registered with this firm since 8/1/2023
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 3 Greenwich Office Park, 3rd Floor, GREENWICH, CT 06831
Tarrytown, NY
Registered with this firm since 4/17/2023
B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 3 Greenwich Office Park, 3rd Floor, Greenwich, CT 06831
Tarrytown, NY
Registered with this firm since 4/17/2023
Previous Registration(s)
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 09/13/2018 - 04/04/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) Greenwich, CT
B
 07/06/2017 - 08/06/2018 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) NEW YORK, NY
B
 10/10/2000 - 07/26/2017 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) NEW YORK, NY
B
 06/02/1994 - 10/10/2000 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.