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Detailed Report
IVY JEANEEN JOHNSON
IVY JEANEEN NEWTON
CRD#: 2398006
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 N 18TH ST 22ND FL
TWO LOGAN SQUARE
PHILADELPHIA, PA 19103
Registration History
200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - Present (15 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2008 - 2009 (1 year)BUSF SECURITIES, L.P. (CRD# 37942)2005 - 2008 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2005 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 11/18/2020
B
Nevada 11/18/2020
B
Alaska 11/18/2020
B
New Hampshire 11/18/2020
B
Arizona 11/18/2020
B
New Jersey 11/18/2020
B
California 11/18/2020
B
New Mexico 11/18/2020
B
Colorado 11/18/2020
B
New York 11/18/2020
B
Connecticut 11/18/2020
B
North Carolina 11/18/2020
B
Delaware 11/18/2020
B
North Dakota 11/18/2020
B
District of Columbia 11/18/2020
B
Ohio 11/19/2020
B
Florida 11/18/2020
B
Oklahoma 11/18/2020
B
Georgia 11/18/2020
B
Oregon 11/18/2020
B
Hawaii 2/1/2022
B
Pennsylvania 11/6/2009
B
Idaho 11/18/2020
B
Rhode Island 11/18/2020
B
Illinois 11/18/2020
B
South Carolina 11/18/2020
B
Indiana 11/18/2020
B
Tennessee 11/18/2020
B
Kansas 11/18/2020
B
Texas 11/18/2020
B
Kentucky 11/18/2020
IA
Texas 11/18/2020
B
Louisiana 11/18/2020
B
Utah 11/18/2020
B
Maine 11/18/2020
B
Vermont 11/18/2020
B
Maryland 11/18/2020
B
Virginia 11/18/2020
B
Massachusetts 11/18/2020
B
Washington 11/18/2020
B
Michigan 11/18/2020
B
West Virginia 11/18/2020
B
Mississippi 12/8/2020
B
Wisconsin 11/18/2020
B
Missouri 11/18/2020
B
Wyoming 11/18/2020
B
Montana 11/18/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 N 18TH ST 22ND FL TWO LOGAN SQUARE, PHILADELPHIA, PA 19103
Registered with this firm since 11/18/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 N 18TH ST 22ND FL TWO LOGAN SQUARE, PHILADELPHIA, PA 19103
Registered with this firm since 11/6/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/26/2017 - 10/30/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PHILADELPHIA, PA
B
 01/29/2008 - 05/27/2009 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) PHILADELPHIA, PA
B
 07/15/2005 - 03/06/2008 USF SECURITIES, L.P. (CRD#:37942) HOUSTON, TX
B
 10/10/2003 - 07/22/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.