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FRANK XAVIER RAMBUSCH
FRANK RAMBUSCH
CRD#: 2397090
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Investment Adviser
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Previous Broker
ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INCCRD#: 316736 Wilton Manors, FL
Registration History
19952000200520102015202020252 FIRMS2018 - 2022 (3 years)IAARGONAUTICA PRIVATE WEALTH MAN... (CRD# 316736)2022 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - 2018 (14 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2003 - 2003 (<1 year)BSALOMON SMITH BARNEY INC. (CRD# 7059)1993 - 2003 (9 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2006 - 2018 (12 years)
Disclosure(s)
View By:
11/17/2011
Regulatory
Final
License(s)

State Registrations

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Florida 2/1/2022

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Texas 4/22/2022

Current Registration(s)
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ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC (CRD#:316736)
Wilton Manors, FL
Registered with this firm since 2/1/2022

Previous Registration(s)
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06/22/2018 - 01/25/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) WELLESLEY, MA
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06/22/2018 - 01/25/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) WELLESLEY, MA
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06/26/2006 - 06/22/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALTHAM, MA
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07/01/2003 - 06/22/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALTHAM, MA
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02/12/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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10/05/1993 - 02/21/2003 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.