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CHRISTOPHER GILMAN WALLACE
CRD#: 2396712
IA
Investment Adviser
B
Broker
PROFESSIONAL PLANNING GROUPCRD#: 108868 9 GRANITE STREET
WESTERLY, RI 02891
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 9 GRANITE STREET
WESTERLY, RI 02891
Registration History
19952000200520102015202020252 FIRMS2002 - Present (22 years)BFUNDS DISTRIBUTOR, INC. (CRD# 7174)1993 - 1997 (3 years)IAPROFESSIONAL PLANNING GROUP (CRD# 108868)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Alaska 1/23/2018

B
Nevada 10/16/2015

B
Arizona 9/2/2005

B
New Hampshire 5/23/2006

B
California 10/8/2003

B
New Jersey 1/8/2009

B
Colorado 1/23/2018

B
New Mexico 1/23/2018

B
Connecticut 7/24/2002

B
New York 5/6/2005

B
Delaware 1/23/2018

B
North Carolina 6/23/2014

B
District of Columbia 1/23/2018

B
Ohio 8/18/2015

B
Florida 10/23/2002

B
Oregon 4/19/2018

B
Georgia 3/1/2018

B
Pennsylvania 3/24/2009

B
Illinois 1/7/2009

B
Rhode Island 7/24/2002

B
Indiana 1/23/2018

IA
Rhode Island 1/1/2003

B
Kentucky 12/8/2006

B
South Carolina 1/7/2009

B
Louisiana 1/30/2017

B
South Dakota 9/17/2020

B
Maine 1/9/2009

B
Tennessee 4/4/2017

B
Maryland 1/26/2015

B
Texas 1/9/2009

B
Massachusetts 7/24/2002

IA
Texas 5/11/2012

B
Michigan 1/12/2009

B
Utah 4/18/2013

B
Minnesota 9/23/2014

B
Vermont 1/13/2009

B
Mississippi 1/23/2018

B
Virginia 7/24/2014

B
Missouri 4/4/2013

B
Washington 11/29/2016

B
Montana 1/23/2018

B
Wisconsin 1/23/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROFESSIONAL PLANNING GROUP (CRD#:108868)
9 GRANITE STREET, WESTERLY, RI 02891
Registered with this firm since 8/22/2002

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
9 GRANITE STREET, WESTERLY, RI 02891
Registered with this firm since 7/19/2002

Previous Registration(s)
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IA
08/09/2002 - 12/31/2002 PROFESSIONAL PLANNING GROUP (CRD#:108868) WESTERLY, RI
B
11/16/1993 - 06/26/1997 FUNDS DISTRIBUTOR, INC. (CRD#:7174) PORTLAND, ME
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.