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MICHAEL WAYNE BROWN
MIKE BROWN
CRD#: 2396213
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 5242 Plainfield Ave, Suite D
Grand Rapids, MI 49525
Grand Rapids, MI 49525
LPL FINANCIAL LLCCRD#: 6413 5242 PLAINFIELD NE, STE D
GRAND RAPIDS, MI 49525
GRAND RAPIDS, MI 49525
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Arizona 7/22/2016
IA
Michigan 7/27/2016
B
California 2/22/2019
B
New York 7/22/2016
B
Colorado 9/8/2020
B
North Carolina 7/22/2016
B
Florida 7/22/2016
B
Oregon 1/25/2018
B
Illinois 7/10/2023
B
Rhode Island 11/10/2021
B
Indiana 7/22/2016
B
South Carolina 9/4/2019
B
Massachusetts 9/4/2019
B
Texas 9/4/2019
B
Michigan 7/22/2016
B
Virginia 12/21/2017
SRO Registrations
B
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Registered with this firm since 7/27/2016
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Registered with this firm since 7/22/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/21/2010 - 07/22/2016 | GRAND RAPIDS, MI | |
B | 02/18/2010 - 07/22/2016 | GRAND RAPIDS, MI | |
B | 10/17/1997 - 03/18/2010 | GRAND RAPIDS, MI | |
B | 11/08/1993 - 10/14/1997 | FORT WAYNE, IN | |
B | 11/08/1993 - 10/14/1997 | FORT WAYNE, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.