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WESLEY A URICK
WESLEY ARTHUR URICK, Wesley Urick
CRD#: 2394966
IA
Investment Adviser
B
Broker
NORTHERN TRUST INVESTMENTS, INCORPORATEDCRD#: 105780 181 West Madison Street
MB-22
Chicago, IL 60603
NORTHERN TRUST SECURITIES, INC.CRD#: 7927 181 WEST MADISON
CHICAGO, IL 60675
Registration History
19952000200520102015202020252 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2012 - 2023 (11 years)BBLACKROCK FUND DISTRIBUTION CO... (CRD# 146183)2009 - 2011 (2 years)BBARCLAYS GLOBAL INVESTORS SERVICES (CRD# 39438)2007 - 2009 (2 years)BWILSHIRE ASSOCIATES INCORPORATED (CRD# 6210)2002 - 2004 (2 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1998 - 2002 (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1993 - 1998 (5 years)IABLACKROCK FINANCIAL MANAGEMENT... (CRD# 107105)2014 - 2023 (8 years)
License(s)

State Registrations

B
Alabama 11/12/2024

B
Montana 11/12/2024

B
Alaska 11/18/2024

B
Nebraska 10/28/2024

B
Arizona 11/12/2024

B
Nevada 11/12/2024

B
Arkansas 11/12/2024

B
New Hampshire 11/14/2024

B
California 10/29/2024

B
New Jersey 11/12/2024

B
Colorado 11/12/2024

B
New Mexico 11/11/2024

B
Connecticut 10/29/2024

B
New York 11/22/2024

B
Delaware 11/14/2024

B
North Carolina 11/14/2024

B
District of Columbia 11/13/2024

B
North Dakota 11/12/2024

B
Florida 10/29/2024

B
Ohio 10/29/2024

B
Georgia 10/29/2024

B
Oklahoma 11/12/2024

B
Hawaii 11/13/2024

B
Oregon 11/8/2024

B
Idaho 10/29/2024

B
Pennsylvania 10/29/2024

IA
Illinois 10/28/2024

B
Puerto Rico 11/4/2024

B
Illinois 11/8/2024

B
Rhode Island 11/12/2024

B
Indiana 11/12/2024

B
South Carolina 11/13/2024

B
Iowa 10/31/2024

B
South Dakota 11/13/2024

B
Kansas 10/28/2024

B
Tennessee 11/12/2024

B
Kentucky 11/14/2024

B
Texas 10/28/2024

B
Louisiana 11/15/2024

B
Utah 10/29/2024

B
Maine 10/28/2024

B
Vermont 11/12/2024

B
Maryland 11/15/2024

B
Virgin Islands 11/13/2024

B
Massachusetts 10/28/2024

B
Virginia 11/12/2024

B
Michigan 11/12/2024

B
Washington 11/12/2024

B
Minnesota 11/12/2024

B
West Virginia 11/14/2024

B
Mississippi 11/13/2024

B
Wisconsin 10/29/2024

B
Missouri 10/28/2024

B
Wyoming 10/29/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST INVESTMENTS, INCORPORATED (CRD#:105780)
181 West Madison Street MB-22, Chicago, IL 60603
Registered with this firm since 10/28/2024

B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
181 WEST MADISON, CHICAGO, IL 60675
Registered with this firm since 10/28/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/28/2023 - 09/11/2024 PRINCIPAL ASSET MANAGEMENT (CRD#:109002) Hinsdale, IL
B
11/27/2023 - 09/11/2024 PRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD#:43261) DES MOINES, IA
IA
07/16/2014 - 01/18/2023 BLACKROCK FINANCIAL MANAGEMENT, INC (CRD#:107105) NEW YORK, NY
B
01/03/2012 - 01/18/2023 BLACKROCK INVESTMENTS, LLC (CRD#:38642) NEW YORK, NY
B
11/06/2009 - 12/31/2011 BLACKROCK FUND DISTRIBUTION COMPANY (CRD#:146183) CHICAGO, IL
B
10/18/2007 - 12/31/2009 BARCLAYS GLOBAL INVESTORS SERVICES (CRD#:39438) CHICAGO, IL
B
03/18/2002 - 11/08/2004 WILSHIRE ASSOCIATES INCORPORATED (CRD#:6210) SANTA MONICA, CA
B
10/06/1998 - 03/15/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
10/13/1993 - 10/12/1998 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.