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WENDY LYNETTE COGGSDALE
WENDY L COGGSDALE
CRD#: 2394807
IA
B
MORGAN STANLEYCRD#: 149777 901 East Byrd Street
Suite 2000
Richmond, VA 23219
Suite 2000
Richmond, VA 23219
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 11/7/2014
B
Nevada 3/16/2021
B
Alaska 1/20/2021
B
New Hampshire 9/11/2018
B
California 11/7/2014
B
New Jersey 11/7/2014
B
Colorado 11/7/2014
B
New York 11/7/2014
B
Connecticut 11/7/2014
B
North Carolina 11/10/2014
B
Delaware 1/16/2019
B
Ohio 6/28/2019
B
District of Columbia 11/7/2014
B
Pennsylvania 11/7/2014
B
Florida 11/7/2014
B
South Carolina 4/1/2016
B
Georgia 11/7/2014
B
Tennessee 11/7/2014
B
Illinois 11/22/2016
B
Texas 11/7/2014
B
Kansas 1/27/2022
IA
Texas 4/8/2020
B
Louisiana 11/8/2017
B
Vermont 10/16/2024
B
Maine 1/6/2015
B
Virginia 10/9/2014
B
Maryland 11/7/2014
IA
Virginia 10/9/2014
B
Massachusetts 11/7/2014
B
Washington 6/3/2024
B
Michigan 10/6/2021
B
West Virginia 1/21/2021
B
Minnesota 3/13/2023
B
Wisconsin 3/30/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/9/2014
B
Registered with this firm since 10/9/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/28/2009 - 09/22/2014 | RICHMOND, VA | |
B | 10/08/2009 - 09/22/2014 | RICHMOND, VA | |
IA | 04/25/2000 - 07/10/2008 | RICHMOND, VA | |
B | 05/11/2004 - 07/10/2008 | RICHMOND, VA | |
B | 03/21/2000 - 05/19/2004 | ST. LOUIS, MO | |
B | 04/30/1998 - 03/06/2000 | RICHMOND, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.