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ALISON WALPOLE STEWART
CHRISTA ALISON STEWART, ALISON WALPOLE, CHRISTA ALISON WALPOLE
CRD#: 2394528
IA
B
NORTHERN TRUST INVESTMENTS, INCORPORATEDCRD#: 105780 181 West Madison
Chicago, IL 60603
Chicago, IL 60603
NORTHERN TRUST SECURITIES, INC.CRD#: 7927 181 WEST MADISON
CHICAGO, IL 60675
CHICAGO, IL 60675
0
Disclosures
30
Years of Experience
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State Registrations
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Alabama 10/16/2014
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Montana 10/16/2014
B
Alaska 10/16/2014
B
Nebraska 10/16/2014
B
Arizona 10/16/2014
B
Nevada 10/16/2014
B
Arkansas 10/16/2014
B
New Hampshire 10/16/2014
B
California 10/16/2014
B
New Jersey 10/16/2014
B
Colorado 10/16/2014
B
New Mexico 10/16/2014
B
Connecticut 10/16/2014
B
New York 10/16/2014
B
Delaware 10/16/2014
B
North Carolina 10/16/2014
B
District of Columbia 10/16/2014
B
North Dakota 10/16/2014
B
Florida 10/16/2014
B
Ohio 10/16/2014
B
Georgia 10/16/2014
B
Oklahoma 10/16/2014
B
Hawaii 10/16/2014
B
Oregon 10/16/2014
B
Idaho 10/16/2014
B
Pennsylvania 10/16/2014
B
Illinois 1/5/2004
B
Puerto Rico 7/30/2015
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Illinois 12/15/2016
B
Rhode Island 10/16/2014
B
Indiana 10/16/2014
B
South Carolina 10/16/2014
B
Iowa 10/16/2014
B
South Dakota 10/16/2014
B
Kansas 10/16/2014
B
Tennessee 10/16/2014
B
Kentucky 10/16/2014
B
Texas 10/16/2014
B
Louisiana 10/16/2014
B
Utah 10/16/2014
B
Maine 10/16/2014
B
Vermont 10/16/2014
B
Maryland 10/16/2014
B
Virgin Islands 7/30/2015
B
Massachusetts 10/16/2014
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Virginia 10/16/2014
B
Michigan 10/16/2014
B
Washington 10/16/2014
B
Minnesota 10/16/2014
B
West Virginia 10/16/2014
B
Mississippi 10/16/2014
B
Wisconsin 10/16/2014
B
Missouri 10/16/2014
B
Wyoming 10/16/2014
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/15/2016
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Registered with this firm since 1/5/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/01/1995 - 08/22/2003 | CHICAGO, IL | |
B | 12/22/1994 - 02/01/1995 | ||
B | 09/21/1993 - 06/20/1994 | CLAYTON, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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