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DARRICK WILLIAM DUENWALD
DARRICK DUENWALD
CRD#: 2394440
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5613 DTC PKWY
STE 1000
GREENWOOD VILLAGE, CO 80111
Registration History
19952000200520102015202020252 FIRMS2001 - 2004 (2 years)2 FIRMS2004 - 2008 (4 years)2 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - 2014 (<1 year)4 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BFIRST UNION SECURITIES FINANCI... (CRD# 11025)1999 - 2001 (2 years)BFFP SECURITIES, INC. (CRD# 16337)1999 - 1999 (<1 year)BFFP SECURITIES, INC. (CRD# 16337)1997 - 1998 (1 year)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)1994 - 1996 (2 years)
License(s)

State Registrations

B
Arkansas 6/22/2018

B
Texas 11/5/2021

B
Colorado 6/19/2018

IA
Texas 11/8/2021

IA
Colorado 6/19/2018

B
Utah 6/22/2018

B
Idaho 1/3/2025

B
Washington 1/3/2025

B
Massachusetts 6/22/2018

B
Wyoming 6/19/2018

B
Montana 1/3/2025

IA
Wyoming 6/27/2018

B
New Mexico 11/5/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5613 DTC PKWY STE 1000, GREENWOOD VILLAGE, CO 80111
HIGHLANDS RANCH, CO
Registered with this firm since 6/19/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5613 DTC PKWY STE 1000, GREENWOOD VILLAGE, CO 80111
HIGHLANDS RANCH, CO
Registered with this firm since 6/19/2018

Previous Registration(s)
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IA
03/27/2017 - 05/21/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
03/27/2017 - 05/21/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
IA
05/20/2014 - 03/24/2017 CENTURY SECURITIES ASSOCIATES INC (CRD#:28218) ST LOUIS, MO
IA
05/20/2014 - 03/24/2017 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST LOUIS, MO
B
05/20/2014 - 03/24/2017 CENTURY SECURITIES ASSOCIATES, INC. (CRD#:28218) ST. LOUIS, MO
B
05/20/2014 - 03/24/2017 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
IA
05/07/2013 - 02/21/2014 LPL FINANCIAL LLC (CRD#:6413) CHESTERFIELD, MO
B
05/07/2013 - 02/21/2014 LPL FINANCIAL LLC (CRD#:6413) CHESTERFIELD, MO
IA
10/27/2008 - 05/08/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) ST LOUIS, MO
B
06/27/2008 - 05/08/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) ST LOUIS, MO
IA
04/06/2004 - 06/04/2008 LPL FINANCIAL CORPORATION (CRD#:6413) ST. LOUIS, MO
B
04/02/2004 - 06/04/2008 LPL FINANCIAL CORPORATION (CRD#:6413) ST. LOUIS, MO
IA
08/30/2001 - 04/20/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) BOULDER, CO
B
08/16/2001 - 04/20/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
07/16/1999 - 08/06/2001 FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (CRD#:11025) ST. LOUIS, MO
B
03/23/1999 - 07/07/1999 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
03/17/1997 - 11/06/1998 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
05/26/1994 - 06/27/1996 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.