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STEVEN MICHAEL OGLE
CRD#: 2394086
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 303 PEARL PARKWAY
SUITE 380
SAN ANTONIO, TX 78215-1285
Registration History
1995200020052010201520202025IARBC CAPITAL MARKETS, LLC (CRD# 31194)2002 - Present (22 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2000 - Present (24 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1995 - 2000 (5 years)BSWBC INVESTMENT COMPANY (CRD# 28861)1993 - 1995 (2 years)
License(s)

State Registrations

B
Alabama 12/20/2019

B
Nevada 11/6/2013

B
Arizona 12/10/2014

B
New Mexico 10/31/2019

B
California 2/10/2011

B
New York 2/28/2013

B
Colorado 4/24/2007

B
North Carolina 6/25/2004

B
Delaware 2/6/2013

B
Ohio 10/14/2015

B
District of Columbia 10/22/2020

B
Oklahoma 3/3/2020

B
Florida 2/27/2001

B
Oregon 10/31/2019

B
Georgia 6/6/2007

B
Pennsylvania 8/25/2008

B
Idaho 10/22/2001

B
South Carolina 7/27/2010

B
Louisiana 10/7/2024

B
Tennessee 10/6/2021

B
Maryland 1/7/2013

B
Texas 11/2/2000

B
Massachusetts 10/31/2019

IA
Texas 2/6/2007

B
Michigan 3/13/2020

B
Vermont 10/31/2019

B
Minnesota 4/1/2004

B
Virginia 7/5/2016

B
Mississippi 1/10/2022

B
Washington 10/31/2019

B
Nebraska 10/8/2024

B
Wisconsin 2/22/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
303 PEARL PARKWAY SUITE 380, SAN ANTONIO, TX 78215-1285
SAN ANTONIO, TX
Registered with this firm since 6/13/2002

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
303 PEARL PARKWAY SUITE 380, SAN ANTONIO, TX 78215-1285
SAN ANTONIO, TX
Registered with this firm since 11/2/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/01/1995 - 11/07/2000 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
09/01/1993 - 11/01/1995 SWBC INVESTMENT COMPANY (CRD#:28861)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.