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Detailed Report
Nicholas P DiSanto
NICHOLAS PAUL DESANTO, NICHOLAS PAUL DISANTO
CRD#: 2393897
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1300 E 9th St
Floor 18
Cleveland, OH 44114
Registration History
1995200020052010201520202025IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2009 - Present (16 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2000 - 2003 (3 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1993 - 1998 (5 years)
License(s)

State Registrations

B
Alabama 3/3/2010
B
Nevada 5/26/2009
B
Alaska 3/3/2010
B
New Hampshire 3/3/2010
B
Arizona 5/26/2009
B
New Jersey 5/26/2009
B
Arkansas 3/3/2010
B
New Mexico 3/3/2010
B
California 5/26/2009
B
New York 5/13/2009
B
Colorado 5/26/2009
B
North Carolina 3/3/2010
B
Connecticut 5/26/2009
B
North Dakota 3/3/2010
B
Delaware 5/26/2009
B
Ohio 4/13/2009
B
District of Columbia 3/3/2010
IA
Ohio 2/24/2022
B
Florida 5/26/2009
B
Oklahoma 3/3/2010
B
Georgia 3/3/2010
B
Oregon 3/3/2010
B
Hawaii 3/3/2010
B
Pennsylvania 5/26/2009
B
Idaho 3/3/2010
B
Puerto Rico 3/3/2010
B
Illinois 3/3/2010
B
Rhode Island 3/3/2010
B
Indiana 5/26/2009
B
South Carolina 3/3/2010
B
Iowa 3/3/2010
B
South Dakota 3/3/2010
B
Kansas 3/3/2010
B
Tennessee 3/3/2010
B
Kentucky 5/26/2009
B
Texas 5/26/2009
B
Louisiana 5/26/2009
IA
Texas 11/16/2022
B
Maine 3/3/2010
B
Utah 3/3/2010
B
Maryland 3/3/2010
B
Vermont 3/3/2010
B
Massachusetts 3/3/2010
B
Virgin Islands 3/3/2010
B
Michigan 5/26/2009
B
Virginia 3/3/2010
B
Minnesota 3/3/2010
B
Washington 3/3/2010
B
Mississippi 3/3/2010
B
West Virginia 5/26/2009
B
Missouri 3/3/2010
B
Wisconsin 5/26/2009
B
Montana 3/3/2010
B
Wyoming 3/3/2010
B
Nebraska 3/3/2010

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1300 E 9th St Floor 18, Cleveland, OH 44114
Highland Heights, OH
Registered with this firm since 2/24/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1300 E 9th St Floor 18, Cleveland, OH 44114
Highland Heights, OH
Registered with this firm since 4/2/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/14/2000 - 09/24/2003 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 09/17/1993 - 11/16/1998 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.