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JOSEPH M DEROSA
CRD#: 2393546
IA
Investment Adviser
B
Broker
M HOLDINGS SECURITIES, INC.CRD#: 43285 325 N. WILLIAMSON BLVD
SUITE 120
DAYTONA BEACH, FL 32114
Registration History
19952000200520102015202020252 FIRMS2004 - Present (20 years)BWS GRIFFITH SECURITIES, INC. (CRD# 10410)1993 - 2004 (10 years)IAWS GRIFFITH SECURITIES, INC. (CRD# 10410)1997 - 2004 (7 years)
Disclosure(s)
View By:
7/18/2014
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/17/2022

B
Nevada 7/31/2019

B
Alaska 9/28/2018

B
New Jersey 5/28/2004

B
Arizona 4/17/2007

IA
New Jersey 5/17/2023

B
California 5/28/2004

B
New Mexico 1/30/2024

B
Colorado 9/27/2011

B
New York 2/23/2017

B
Connecticut 11/13/2017

B
North Carolina 5/28/2004

B
Florida 5/28/2004

B
Pennsylvania 5/28/2004

IA
Florida 6/30/2004

B
South Carolina 7/21/2018

B
Georgia 9/23/2008

B
Vermont 11/13/2017

B
Indiana 2/22/2021

B
Virginia 1/30/2024

B
Louisiana 11/13/2017

B
Wisconsin 10/5/2004

B
Michigan 5/28/2004

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
M HOLDINGS SECURITIES, INC. (CRD#:43285)
325 N. WILLIAMSON BLVD SUITE 120, DAYTONA BEACH, FL 32114
Registered with this firm since 6/30/2004

B
M HOLDINGS SECURITIES, INC. (CRD#:43285)
325 N. WILLIAMSON BLVD SUITE 120, DAYTONA BEACH, FL 32114
Registered with this firm since 5/28/2004

Previous Registration(s)
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IA
04/14/1997 - 06/09/2004 WS GRIFFITH SECURITIES, INC. (CRD#:10410) DAYTONA BEACH, FL
B
09/21/1993 - 06/09/2004 WS GRIFFITH SECURITIES, INC. (CRD#:10410) HARTFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.