Individual Firm
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NORMAN GERALD BLOOM
CRD#: 23933
IA
B
SPIRE WEALTH MANAGEMENT, LLCCRD#: 113908 6507 Wilkins Ave.
Suite 211
Pittsburgh, PA 15217
Suite 211
Pittsburgh, PA 15217
SPIRE SECURITIES, LLCCRD#: 144131 6507 WILKINS AVE.
SUITE 211
PITTSBURGH, PA 15217
SUITE 211
PITTSBURGH, PA 15217
View By:
10/23/2003
Customer Dispute
Settled
State Registrations
B
California 4/20/2009
B
Ohio 5/22/2009
B
Colorado 4/17/2009
B
Oregon 4/21/2009
B
District of Columbia 4/17/2009
B
Pennsylvania 4/17/2009
B
Florida 4/17/2009
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Pennsylvania 5/6/2009
B
Maine 4/23/2009
B
Texas 9/14/2021
B
Michigan 4/17/2009
B
Vermont 7/15/2009
B
Missouri 4/17/2009
B
Virginia 4/17/2009
B
New York 4/17/2009
B
West Virginia 4/17/2009
B
North Carolina 4/17/2009
SRO Registrations
B
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IA
Registered with this firm since 5/6/2009
B
Registered with this firm since 4/17/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/07/1974 - 05/05/2009 | PITTSBURGH, PA | |
B | 02/07/1974 - 01/31/1980 | ||
B | 07/02/1973 - 04/14/1974 | ||
B | 07/23/1963 - 11/17/1973 |
02/07/1974 - 01/31/1980
07/02/1973 - 04/14/1974
07/23/1963 - 11/17/1973
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.