Individual Firm
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David Fink
DAVID RICHARD FINK
CRD#: 2392636
IA
B
LIFESTYLE FREEDOM ADVISORY GROUP, LLCCRD#: 283512 9040 TOWN CENTER PARKWAY
BRADENTON, FL 34202
BRADENTON, FL 34202
COLORADO FINANCIAL SERVICE CORPORATIONCRD#: 104343 Sarasota, FL
0
Disclosures
18
Years of Experience
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State Registrations
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California 8/11/2022
IA
New York 3/29/2021
IA
Florida 7/13/2018
IA
North Carolina 7/10/2019
B
Florida 5/20/2020
B
North Carolina 8/26/2024
IA
Georgia 2/18/2021
SRO Registrations
B
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Registered with this firm since 5/20/2020
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Registered with this firm since 7/13/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/02/2015 - 07/09/2018 | Sarasota, FL | |
B | 07/27/2015 - 07/09/2018 | Sarasota, FL | |
IA | 09/02/2015 - 12/31/2016 | SARASOTA, FL | |
IA | 06/17/2008 - 08/03/2015 | Lakewood Ranch, FL | |
B | 07/02/2008 - 08/03/2015 | Lakewood Ranch, FL | |
B | 08/01/1994 - 08/02/1996 | ST. PETERSBURG, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.