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Douglas Fiek
DOUGLAS PAUL FIEK
CRD#: 2392316
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J.P. MORGAN SECURITIES LLCCRD#: 79 560 MISSION STREET
24TH FLOOR
SAN FRANCISCO, CA 94105
24TH FLOOR
SAN FRANCISCO, CA 94105
0
Disclosures
29
Years of Experience
View By:
State Registrations
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Alabama 9/29/2023
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Nebraska 9/29/2023
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Alaska 9/29/2023
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Nevada 9/29/2023
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Arizona 9/29/2023
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New Hampshire 9/29/2023
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Arkansas 9/29/2023
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New Jersey 9/29/2023
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California 9/29/2023
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New Mexico 9/29/2023
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California 10/12/2023
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New York 9/29/2023
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Colorado 9/29/2023
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North Carolina 9/29/2023
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Connecticut 9/29/2023
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North Dakota 9/29/2023
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Delaware 9/29/2023
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Ohio 9/29/2023
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District of Columbia 9/29/2023
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Oklahoma 9/29/2023
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Florida 9/29/2023
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Oregon 9/29/2023
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Georgia 9/29/2023
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Pennsylvania 9/29/2023
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Hawaii 9/29/2023
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Puerto Rico 10/20/2023
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Idaho 9/29/2023
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Rhode Island 9/29/2023
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Illinois 9/29/2023
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South Carolina 9/29/2023
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Indiana 9/29/2023
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South Dakota 9/29/2023
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Iowa 9/29/2023
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Tennessee 9/29/2023
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Kansas 9/29/2023
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Texas 9/29/2023
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Kentucky 9/29/2023
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Texas 10/12/2023
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Louisiana 9/29/2023
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Utah 9/29/2023
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Maine 9/29/2023
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Vermont 9/29/2023
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Maryland 9/29/2023
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Virgin Islands 10/20/2023
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Massachusetts 9/29/2023
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Virginia 9/29/2023
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Michigan 9/29/2023
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Washington 9/29/2023
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Minnesota 9/29/2023
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West Virginia 9/29/2023
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Mississippi 9/29/2023
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Wisconsin 9/29/2023
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Missouri 9/29/2023
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Wyoming 9/29/2023
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Montana 9/29/2023
SRO Registrations
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Registered with this firm since 10/12/2023
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Registered with this firm since 9/29/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/07/2016 - 03/20/2025 | SAN FRANCISCO, CA | |
B | 01/07/2016 - 09/29/2023 | SAN FRANCISCO, CA | |
IA | 01/17/2003 - 02/02/2016 | SAN FRANCISCO, CA | |
B | 01/17/2003 - 02/02/2016 | SAN FRANCISCO, CA | |
IA | 05/22/1998 - 01/17/2003 | SAN FRANCISCO, CA | |
B | 08/20/1997 - 01/17/2003 | JERSEY CITY, NJ | |
B | 06/25/1996 - 12/23/1996 | NEW YORK, NY | |
B | 01/28/1995 - 05/11/1995 | WEEHAWKEN, NJ | |
B | 02/12/1994 - 01/28/1995 | NEW YORK, NY | |
B | 09/14/1993 - 12/31/1993 | NEW YORK, NY |
SAN FRANCISCO, CA
05/22/1998 - 01/17/2003
JERSEY CITY, NJ
08/20/1997 - 01/17/2003
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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