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RANDALL D HORD
CRD#: 2391019
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 3963 11TH STREET
RIVERSIDE, CA 92501
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 3963 11TH STREET
RIVERSIDE, CA 92501
Registration History
1995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2003 - Present (21 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1993 - 2003 (9 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2004 - 2009 (4 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - 2003 (6 years)
License(s)

State Registrations

B
Arizona 8/1/2003

B
New York 10/16/2014

B
California 8/1/2003

B
Ohio 5/7/2020

IA
California 1/2/2009

B
Oregon 11/2/2018

B
Colorado 8/19/2020

B
Pennsylvania 11/1/2016

B
Connecticut 1/4/2012

B
South Dakota 4/5/2023

B
Florida 11/19/2010

B
Texas 8/1/2003

B
Idaho 8/31/2005

IA
Texas 10/16/2015

B
Kentucky 12/8/2020

B
Utah 3/23/2023

B
Nevada 5/3/2022

B
Virginia 4/3/2024

B
New Jersey 1/4/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
3963 11TH STREET, RIVERSIDE, CA 92501
Registered with this firm since 1/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
3963 11TH STREET, RIVERSIDE, CA 92501
Registered with this firm since 8/1/2003

Previous Registration(s)
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IA
03/09/2004 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ST. PETERSBURG, FL
IA
07/08/1997 - 08/13/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) RIVERSIDE, CA
B
10/20/1993 - 08/13/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.