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CHARLES STEVEN TEIXEIRA
CHARLES TEIXEIRA, STEVEN TEIXEIRA
CRD#: 2390851
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1285 AVENUE OF THE AMERICAS
15 THRU 18TH FLOORS
NEW YORK, NY 10019
Registration History
19952000200520102015202020252 FIRMS2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 2016 (22 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2016 (12 years)
License(s)

State Registrations

B
Arizona 7/11/2016

B
New Jersey 7/11/2016

B
California 7/11/2016

IA
New Jersey 7/13/2016

B
Colorado 7/11/2016

B
New York 7/11/2016

B
Connecticut 7/11/2016

IA
New York 11/24/2021

IA
Connecticut 12/18/2017

B
North Carolina 7/11/2016

B
Delaware 9/7/2016

B
Ohio 7/11/2016

B
District of Columbia 7/11/2016

B
Pennsylvania 7/11/2016

B
Florida 7/11/2016

B
South Carolina 7/28/2016

B
Georgia 7/11/2016

B
South Dakota 9/20/2016

B
Hawaii 8/1/2023

B
Tennessee 6/12/2019

B
Illinois 7/11/2016

B
Texas 7/11/2016

B
Indiana 8/20/2021

IA
Texas 7/11/2016

B
Maryland 7/11/2016

B
Utah 7/11/2016

B
Massachusetts 8/30/2016

B
Virginia 7/11/2016

B
Minnesota 7/11/2016

B
Washington 7/21/2016

B
Nevada 7/11/2016

B
West Virginia 6/28/2019

B
New Hampshire 3/3/2022

B
Wyoming 7/11/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 AVENUE OF THE AMERICAS 15 THRU 18TH FLOORS, NEW YORK, NY 10019
Water Mill, NY
Registered with this firm since 7/11/2016

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 AVENUE OF THE AMERICAS 15 THRU 18TH FLOORS, NEW YORK, NY 10019
Water Mill, NY
Registered with this firm since 7/11/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/28/2004 - 07/13/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
10/07/1993 - 07/13/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.