Individual Firm
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JOHN MADISON MIZE
MAT MIZE
CRD#: 2390773
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1246 1ST AVE
FL 5
COLUMBUS, GA 31901
FL 5
COLUMBUS, GA 31901
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1246 1ST AVE
COLUMBUS, GA 31901
COLUMBUS, GA 31901
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4/1/2011
Customer Dispute
Settled
State Registrations
B
Alabama 5/5/2000
B
Minnesota 6/8/2020
B
Arizona 10/10/2024
B
Mississippi 10/26/2020
B
Arkansas 11/28/2016
B
Missouri 5/14/2018
B
California 1/8/2015
B
Montana 2/26/2014
B
Colorado 3/18/2011
B
New Jersey 10/29/2014
B
Connecticut 5/30/2024
B
New Mexico 11/18/2016
B
Delaware 5/29/2020
B
New York 3/10/2016
B
District of Columbia 6/25/2015
B
North Carolina 3/27/2015
B
Florida 5/3/2000
B
Ohio 4/7/2021
B
Georgia 5/4/2000
B
Oklahoma 4/26/2023
IA
Georgia 8/30/2016
B
Pennsylvania 12/3/2019
B
Idaho 3/24/2022
B
Rhode Island 4/30/2021
B
Illinois 3/20/2014
IA
Rhode Island 8/11/2021
B
Iowa 9/16/2019
B
South Carolina 1/16/2008
B
Louisiana 11/13/2017
B
Tennessee 9/10/2014
IA
Louisiana 6/9/2020
B
Texas 1/15/2008
B
Maryland 6/25/2015
IA
Texas 3/14/2017
B
Massachusetts 2/12/2019
B
Virginia 10/23/2017
B
Michigan 11/30/2023
B
Washington 2/7/2025
SRO Registrations
B
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IA
Registered with this firm since 8/30/2016
B
Registered with this firm since 5/1/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/03/2000 - 12/31/2016 | COLUMBUS, GA | |
B | 10/06/1993 - 03/31/1995 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.