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REX ELLIOT MACK
REX MACK
CRD#: 2389983
IA
B
MORGAN STANLEYCRD#: 149777 200 Public Square
Suite 2600
Cleveland, OH 44114
Suite 2600
Cleveland, OH 44114
View By:
2/19/2002
Customer Dispute
Denied
State Registrations
B
Alabama 4/29/2022
B
Nevada 2/15/2019
B
Alaska 4/29/2022
B
New Hampshire 5/25/2022
B
Arizona 11/23/2012
B
New Jersey 5/25/2022
B
Arkansas 2/15/2019
B
New Mexico 2/15/2019
B
California 11/23/2012
B
New York 12/2/2021
B
Colorado 5/11/2022
B
North Carolina 11/23/2012
B
Connecticut 5/11/2022
B
North Dakota 2/15/2019
B
Delaware 6/6/2013
B
Ohio 11/23/2012
B
District of Columbia 5/11/2022
IA
Ohio 11/26/2012
B
Florida 11/23/2012
B
Oklahoma 5/25/2022
B
Georgia 2/15/2019
B
Oregon 1/15/2020
B
Hawaii 5/25/2022
B
Pennsylvania 1/27/2017
B
Idaho 5/25/2022
B
Puerto Rico 2/15/2019
B
Illinois 2/15/2019
B
Rhode Island 2/15/2019
B
Indiana 2/15/2019
B
South Carolina 11/23/2012
B
Iowa 5/25/2022
B
South Dakota 2/15/2019
B
Kansas 5/25/2022
B
Tennessee 5/25/2022
B
Kentucky 5/25/2022
B
Texas 2/15/2019
B
Louisiana 5/25/2022
IA
Texas 3/19/2020
B
Maine 5/25/2022
B
Utah 2/15/2019
B
Maryland 4/17/2020
B
Vermont 5/25/2022
B
Massachusetts 11/23/2012
B
Virgin Islands 5/25/2022
B
Michigan 2/11/2020
B
Virginia 11/23/2012
B
Minnesota 2/15/2019
B
Washington 10/24/2013
B
Mississippi 2/15/2019
B
West Virginia 5/25/2022
B
Missouri 12/18/2020
B
Wisconsin 2/15/2019
B
Montana 6/15/2021
B
Wyoming 5/25/2022
B
Nebraska 2/15/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/26/2012
B
Registered with this firm since 11/23/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/09/1999 - 11/26/2012 | BROADVIEW HEIGHTS, OH | |
B | 02/09/1996 - 11/26/2012 | BROADVIEW HEIGHTS, OH | |
B | 10/13/1993 - 01/16/1996 | NEW YORK, NY |
BROADVIEW HEIGHTS, OH
08/09/1999 - 11/26/2012
BROADVIEW HEIGHTS, OH
02/09/1996 - 11/26/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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