Individual Firm
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Michael Ray Clark
MICHAEL R CLARK
CRD#: 2389845
IA
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WEST WEALTH GROUP, LLCCRD#: 316644 2 PARK PLAZA
SUITE 280
IRVINE, CA 92614
SUITE 280
IRVINE, CA 92614
0
Disclosures
30
Years of Experience
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State Registrations
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California 10/5/2021
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Texas 10/5/2021
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Registered with this firm since 10/5/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/18/2017 - 12/03/2021 | Indian Wells, CA | |
IA | 02/08/2001 - 07/17/2017 | INDIAN WELLS, CA | |
B | 02/18/1998 - 07/17/2017 | INDIAN WELLS, CA | |
B | 01/20/1996 - 01/21/1998 | PHOENIX, AZ | |
B | 09/08/1993 - 06/29/1995 | BOSTON, MA | |
B | 09/08/1993 - 06/29/1995 | BOSTON, MA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.