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WARREN WENDELL WEEKS
CRD#: 2389162
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 319 RIVER EDGE BULIVARD UNIT 218
COCOA, FL 32922
CETERA ADVISORS LLCCRD#: 10299 30 N Grove St Suite G
Merritt Island, FL 32953
Registration History
19952000200520102015202020252 FIRMS1995 - 2004 (9 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2004 - 2022 (17 years)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1994 - 1994 (<1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2020 (8 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2007 - 2012 (5 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2005 - 2006 (1 year)
License(s)

State Registrations

IA
Florida 9/10/2020

IA
Texas 11/12/2020

B
Florida 9/8/2022

B
Texas 9/8/2022

B
New York 2/12/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
319 RIVER EDGE BULIVARD UNIT 218, COCOA, FL 32922
Registered with this firm since 9/10/2020

B
CETERA ADVISORS LLC (CRD#:10299)
30 N Grove St Suite G, Merritt Island, FL 32953
Registered with this firm since 9/8/2022

Previous Registration(s)
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B
12/03/2004 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) COCOA, FL
IA
06/06/2012 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) MERRITT ISLAND, FL
IA
06/25/2007 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) COCOA, FL
IA
05/03/2005 - 07/13/2006 FIRST ALLIED SECURITIES, INC. (CRD#:32444) COCOA, FL
IA
04/11/1995 - 12/02/2004 MORGAN STANLEY (CRD#:7556) INDIALANTIC, FL
B
04/06/1995 - 12/02/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
01/13/1994 - 06/13/1994 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694) ST. PETERSBURG, FL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.