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Detailed Report
Mark Hy Shames
CRD#: 2389073
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1015 Tyrone Rd Suite 510
Tyrone, GA 30290-2407
Registration History
19952000200520102015202020252 FIRMS2009 - 2012 (2 years)2 FIRMS2019 - Present (5 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2012 - 2019 (7 years)BFIRST LEGACY SECURITIES, LLC (CRD# 47079)2004 - 2009 (4 years)BEDWARD JONES (CRD# 250)1999 - 2004 (5 years)BNATIONSBANC INVESTMENTS, INC. (CRD# 16361)1998 - 1998 (<1 year)BNATIONSSECURITIES (CRD# 32542)1993 - 1998 (4 years)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2019 (3 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2012 - 2016 (4 years)IARELIANCE SECURITIES, LLC (CRD# 47079)2007 - 2009 (1 year)IARELIANCE CAPITAL ADVISORS, INC. (CRD# 114077)2005 - 2007 (2 years)
License(s)

State Registrations

B
Alabama 11/22/2019
IA
Georgia 11/25/2019
B
California 9/20/2024
B
Oregon 9/2/2020
B
Florida 11/22/2019
B
South Carolina 11/17/2022
B
Georgia 11/22/2019
B
Wyoming 10/12/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1015 Tyrone Rd Suite 510, Tyrone, GA 30290-2407
Registered with this firm since 11/25/2019
B
EDWARD JONES (CRD#:250)
1015 Tyrone Rd Suite 510, Tyrone, GA 30290-2407
Registered with this firm since 11/22/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/20/2016 - 11/25/2019 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) Atlanta, GA
B
 06/15/2012 - 11/25/2019 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 06/18/2012 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 07/27/2009 - 06/29/2012 INVEST FINANCIAL CORPORATION (CRD#:12984) CONYERS, GA
B
 07/23/2009 - 06/29/2012 INVEST FINANCIAL CORPORATION (CRD#:12984) CONYERS, GA
IA
 09/21/2007 - 07/23/2009 RELIANCE SECURITIES, LLC (CRD#:47079) FAIRBURN, GA
B
 11/22/2004 - 07/23/2009 FIRST LEGACY SECURITIES, LLC (CRD#:47079) FAIRBURN, GA
IA
 03/22/2005 - 08/10/2007 RELIANCE CAPITAL ADVISORS, INC. (CRD#:114077) FAIRBURN, GA
B
 01/21/1999 - 11/22/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 01/01/1998 - 12/14/1998 NATIONSBANC INVESTMENTS, INC. (CRD#:16361) BOSTON, MA
B
 09/29/1993 - 01/01/1998 NATIONSSECURITIES (CRD#:32542)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.