Individual Firm
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DEBRA LLOYD REARDON
DEBBIE LLOYD, DEBRA S LLOYD, DEBRA SMITH LLOYD, DEBORAH SMITH REARDON, DEBRA SMITH REARDON
CRD#: 2388731
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1470 W GRANADA BLVD
ORMOND BEACH, FL 32174
ORMOND BEACH, FL 32174
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 220 PALM COAST PKWY NE
PALM COAST, FL 32137
PALM COAST, FL 32137
View By:
7/31/2012
Customer Dispute
Denied
State Registrations
B
Alabama 11/8/2017
B
New Hampshire 6/22/2017
B
Arkansas 3/11/2022
B
New Jersey 2/8/2019
B
California 1/31/2020
B
New Mexico 11/30/2022
B
Colorado 4/2/2019
B
New York 4/23/2007
B
Connecticut 7/23/2021
B
North Carolina 4/7/2014
B
District of Columbia 11/4/2021
B
Ohio 5/5/2015
B
Florida 8/2/2004
B
Pennsylvania 2/17/2015
IA
Florida 8/19/2016
B
Rhode Island 5/3/2024
B
Georgia 9/22/2009
IA
Rhode Island 6/4/2024
B
Hawaii 12/2/2024
B
South Carolina 5/6/2019
B
Illinois 8/24/2016
B
Tennessee 7/2/2020
B
Indiana 2/24/2020
B
Texas 2/19/2020
B
Kansas 1/28/2025
IA
Texas 3/4/2024
B
Kentucky 5/11/2015
B
Utah 8/14/2024
B
Maine 5/12/2021
B
Vermont 1/11/2022
B
Maryland 5/20/2021
B
Virginia 5/7/2012
B
Massachusetts 8/28/2019
B
Washington 4/11/2023
B
Michigan 8/24/2016
B
West Virginia 4/11/2024
B
Mississippi 5/29/2024
B
Wisconsin 5/25/2017
B
Nebraska 2/18/2025
SRO Registrations
B
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IA
Registered with this firm since 8/19/2016
B
Registered with this firm since 8/2/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/23/2004 - 12/31/2016 | ORMOND BEACH, FL | |
IA | 03/07/2000 - 07/08/2004 | DAYTONA BEACH, FL | |
B | 03/03/2000 - 07/08/2004 | NEW YORK, NY | |
B | 06/21/1994 - 12/23/1999 | WEEHAWKEN, NJ | |
B | 10/27/1993 - 06/10/1994 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.