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Mark A Knight
MARK ALAN KNIGHT
CRD#: 2388650
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 501 5th Ave
CHARDON, OH 44024
Registration History
19952000200520102015202020252 FIRMS1993 - 1995 (1 year)2 FIRMS2005 - 2012 (7 years)2 FIRMS2012 - Present (12 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1996 - 2005 (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1995 (<1 year)IABANC ONE SECURITIES CORPORATION (CRD# 16999)1998 - 2005 (7 years)
Disclosure(s)
View By:
5/1/2015
Customer Dispute
Denied
6/26/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/17/2023

B
Montana 5/17/2023

B
Arizona 5/17/2023

B
Nevada 5/17/2023

B
Arkansas 7/2/2019

B
New Jersey 6/11/2018

B
California 10/1/2012

B
New Mexico 11/30/2021

B
Colorado 5/17/2023

B
New York 5/17/2023

B
Connecticut 5/17/2023

B
North Carolina 10/1/2012

B
Delaware 10/19/2021

B
Ohio 10/1/2012

B
District of Columbia 5/17/2023

IA
Ohio 10/1/2012

B
Florida 10/1/2012

B
Oregon 5/17/2023

B
Georgia 10/1/2012

B
Pennsylvania 10/1/2012

B
Illinois 5/17/2023

B
Rhode Island 5/17/2023

B
Indiana 5/17/2023

B
South Carolina 10/1/2012

B
Kentucky 5/17/2023

B
Tennessee 5/17/2023

B
Louisiana 5/17/2023

B
Texas 4/14/2014

B
Maine 7/2/2019

IA
Texas 4/21/2014

B
Maryland 11/22/2013

B
Utah 5/17/2023

B
Massachusetts 5/17/2023

B
Virginia 5/17/2023

B
Michigan 10/1/2012

B
Washington 5/17/2023

B
Minnesota 5/17/2023

B
West Virginia 10/1/2012

B
Mississippi 5/17/2023

B
Wisconsin 5/17/2023

B
Missouri 6/7/2018

B
Wyoming 5/17/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
501 5th Ave, CHARDON, OH 44024
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
501 5th Ave, CHARDON, OH 44024
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PAINESVILLE, OH
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PAINESVILLE, OH
IA
06/19/1998 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) PAINESVILLE, OH
B
02/22/1996 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
06/30/1995 - 12/22/1995 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
10/14/1993 - 05/01/1995 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
10/14/1993 - 05/01/1995 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.