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PETER FRANCIS RAITH
PETER RAITH
CRD#: 2388580
IA
Investment Adviser
B
Broker
NEUBERGER BERMAN BD LLCCRD#: 2908 190 SOUTH LASALLE STREET
23RD & 24TH & 27TH FLOOR
CHICAGO, IL 60603
Registration History
19952000200520102015202020252 FIRMS2003 - 2005 (2 years)IANEUBERGER BERMAN BD LLC (CRD# 2908)2012 - Present (12 years)BNEUBERGER BERMAN BD LLC (CRD# 2908)2010 - Present (14 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2005 - 2009 (3 years)BLEHMAN BROTHERS INC. (CRD# 7506)2001 - 2003 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 2000 (5 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1994 - 1995 (1 year)
License(s)

State Registrations

B
Illinois 6/15/2010

B
New York 6/15/2010

IA
Illinois 7/17/2012

IA
New York 3/29/2021

SRO Registrations

B
FINRA

B
Nasdaq ISE, LLC

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
WINNETKA, IL
Registered with this firm since 7/17/2012

B
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
WINNETKA, IL
Registered with this firm since 6/15/2010

Previous Registration(s)
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07/26/2005 - 02/17/2009 BANC OF AMERICA SECURITIES LLC (CRD#:26091) CHICAGO, IL
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04/22/2003 - 07/26/2005 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
B
04/22/2003 - 07/26/2005 MORGAN STANLEY MARKET PRODUCTS INC. (CRD#:19794) NEW YORK, NY
B
03/05/2001 - 04/01/2003 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
08/02/1995 - 12/13/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
03/02/1994 - 07/05/1995 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
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Broker
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Investment Adviser
Disclosures
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