• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STEPHEN JOSEPH PUPA JR
STEVE PUPA
CRD#: 2388511
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 FOREST HILL, MD
Registration History
19952000200520102015202020252 FIRMS1993 - 1997 (3 years)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2001 - Present (24 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1997 - Present (27 years)IAFIRST SUSQUEHANNA FINANCIAL GR... (CRD# 121600)2002 - 2004 (1 year)
License(s)

State Registrations

B
California 8/19/2021

IA
Maryland 1/10/2001

B
Florida 1/5/1999

B
Pennsylvania 5/14/2001

B
Georgia 8/4/1997

B
Texas 8/25/1998

B
Maryland 8/4/1997

B
Virginia 8/4/1997

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
FOREST HILL, MD
Registered with this firm since 1/10/2001

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
FOREST HILL, MD
Registered with this firm since 8/4/1997

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/19/2002 - 10/20/2004 FIRST SUSQUEHANNA FINANCIAL GROUP, INC. (CRD#:121600) BEL AIR, MD
B
09/22/1993 - 08/08/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
09/22/1993 - 08/08/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.