Individual Firm
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JAMES PATRICK OLSON
JP OLSON
CRD#: 2388461
IA
B
OLSON WEALTH MANAGEMENT, INC.CRD#: 169452 SARASOTA, FL
LPL FINANCIAL LLCCRD#: 6413 SARASOTA, FL
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5/6/2002
Customer Dispute
Denied
State Registrations
B
Arkansas 9/28/2018
B
Minnesota 8/16/2016
B
California 11/1/2019
B
Missouri 1/21/2021
B
Florida 2/28/2003
B
New Hampshire 5/1/2013
IA
Florida 2/20/2014
B
North Carolina 4/26/2018
B
Georgia 4/29/2016
B
Ohio 9/21/2006
B
Illinois 2/28/2003
B
South Carolina 2/13/2018
B
Maryland 6/6/2012
B
Texas 5/10/2023
B
Massachusetts 4/12/2004
B
Virginia 10/3/2005
B
Michigan 3/26/2024
B
Wisconsin 9/26/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/03/2003 - 10/29/2015 | FORT MILL, SC | |
IA | 01/01/1998 - 03/19/2003 | SARASOTA, FL | |
B | 01/01/1998 - 03/19/2003 | BOSTON, MA | |
B | 10/07/1993 - 01/01/1998 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.