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ROBERT DAVID MCELWAIN
DAVID MCELWAIN, R. DAVID MCELWAIN, ROBERT MCELWAIN
CRD#: 2388342
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MEEDER PUBLIC FUNDS, INC.CRD#: 106816 6125 MEMORIAL DRIVE
DUBLIN, OH 43017
DUBLIN, OH 43017
SCF SECURITIES, INC.CRD#: 47275 FRIENDSWOOD, TX
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Disclosures
31
Years of Experience
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State Registrations
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California 4/9/2019
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Texas 4/9/2019
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Michigan 10/2/2019
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Texas 5/2/2024
SRO Registrations
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Registered with this firm since 5/2/2024
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/11/2019 - 07/02/2021 | AUSTIN, TX | |
B | 07/09/2004 - 04/04/2019 | Friendswood, TX | |
B | 04/15/2002 - 07/08/2004 | HOUSTON, TX | |
IA | 12/13/1993 - 04/29/2002 | HOUSTON, TX | |
B | 12/10/1993 - 04/29/2002 | WEEHAWKEN, NJ | |
B | 08/19/1993 - 11/22/1993 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.