Individual Firm
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Andrei Michael George Saunders
ANDREI MG SAUNDERS, ANDREI MICHAEL GEORGE SAUNDERS, Andrei Saunders
CRD#: 2388044
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J.P. MORGAN SECURITIES LLCCRD#: 79 100 W Putnam Ave
Floor 04
Greenwich, CT 06830
Floor 04
Greenwich, CT 06830
View By:
4/24/2019
Financial
Final
State Registrations
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Alabama 10/20/2021
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Nebraska 10/20/2021
B
Alaska 10/25/2021
B
Nevada 11/2/2021
B
Arizona 12/21/2021
B
New Hampshire 10/25/2021
B
Arkansas 12/21/2021
B
New Jersey 1/3/2022
B
California 10/20/2021
B
New Mexico 10/20/2021
B
Colorado 11/9/2021
B
New York 12/23/2021
B
Connecticut 10/19/2021
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North Carolina 10/20/2021
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Connecticut 10/19/2021
B
North Dakota 3/15/2022
B
Delaware 10/25/2021
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Ohio 10/20/2021
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District of Columbia 12/22/2021
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Oklahoma 10/19/2021
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Florida 1/7/2022
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Oregon 11/30/2021
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Georgia 12/22/2021
B
Pennsylvania 10/20/2021
B
Hawaii 12/23/2021
B
Puerto Rico 10/20/2021
B
Idaho 12/21/2021
B
Rhode Island 10/27/2021
B
Illinois 12/21/2021
B
South Carolina 10/20/2021
B
Indiana 10/26/2021
B
South Dakota 12/23/2021
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Iowa 10/19/2021
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Tennessee 11/17/2021
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Kansas 10/20/2021
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Texas 11/3/2021
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Kentucky 10/21/2021
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Texas 11/17/2022
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Louisiana 11/9/2021
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Utah 10/19/2021
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Maine 10/19/2021
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Vermont 10/20/2021
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Maryland 10/26/2021
B
Virgin Islands 1/5/2021
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Massachusetts 11/16/2021
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Virginia 12/22/2021
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Michigan 3/2/2022
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Washington 10/21/2021
B
Minnesota 10/21/2021
B
West Virginia 11/4/2021
B
Mississippi 10/21/2021
B
Wisconsin 10/25/2021
B
Missouri 10/19/2021
B
Wyoming 10/20/2021
B
Montana 10/20/2021
SRO Registrations
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Registered with this firm since 10/19/2021
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Registered with this firm since 10/19/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/2019 - 09/17/2021 | NEW YORK, NY | |
B | 07/11/2019 - 09/17/2021 | NEW YORK, NY | |
B | 01/04/2017 - 09/18/2018 | NEW YORK, NY | |
B | 07/16/2013 - 10/28/2016 | NEW YORK, NY | |
B | 07/09/2012 - 04/23/2013 | STAMFORD, CT | |
B | 08/27/1993 - 11/28/2011 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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