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IGNACIO ALEXANDER GUERRERO
ALEX IGNACIO GUERRERO, ALEXANDER IGNACIO GUERRERO
CRD#: 2387571
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 155 WEST WILSON
BATAVIA, IL 60510
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (3 years)2 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BAMERITAS INVESTMENT CORP. (CRD# 14869)1999 - 2002 (3 years)BHARRIS INVESTORLINE INC. (CRD# 6362)2000 - 2002 (1 year)BHARRIS INVESTORLINE (CRD# 6580)2000 - 2000 (<1 year)BHARRIS INVESTORS DIRECT, INC. (CRD# 17664)1997 - 2000 (3 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1996 - 1997 (<1 year)BHARRIS INVESTORS DIRECT, INC. (CRD# 17664)1996 - 1996 (<1 year)
License(s)

State Registrations

B
Arizona 7/30/2021

B
New Mexico 3/24/2021

B
California 3/24/2021

B
New York 6/27/2022

B
Colorado 3/24/2021

B
North Carolina 9/7/2022

B
Florida 3/25/2021

B
Oregon 3/24/2021

B
Georgia 3/24/2021

B
Pennsylvania 11/23/2021

B
Illinois 3/24/2021

B
Tennessee 1/16/2025

IA
Illinois 3/24/2021

B
Texas 3/24/2021

B
Indiana 10/21/2022

IA
Texas 3/26/2021

B
Kansas 3/24/2021

B
West Virginia 2/23/2023

B
Michigan 3/24/2021

B
Wisconsin 3/24/2021

B
New Jersey 4/19/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
155 WEST WILSON, BATAVIA, IL 60510
1399 E. STATE STREET, GENEVA, IL 60134
Registered with this firm since 3/24/2021

B
LPL FINANCIAL LLC (CRD#:6413)
155 WEST WILSON, BATAVIA, IL 60510
1399 E. STATE STREET, GENEVA, IL 60134
Registered with this firm since 3/24/2021

Previous Registration(s)
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IA
08/16/2016 - 03/24/2021 BMO HARRIS FINANCIAL ADVISORS, INC (CRD#:137115) BATAVIA, IL
B
08/16/2016 - 03/24/2021 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) BATAVIA, IL
IA
08/19/2015 - 08/15/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) WHEATON, IL
B
08/18/2015 - 08/15/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) WHEATON, IL
IA
10/12/2012 - 07/10/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SCHAUMBURG, IL
B
10/12/2012 - 07/10/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SCHAUMBURG, IL
IA
07/11/2011 - 09/12/2012 LPL FINANCIAL LLC (CRD#:6413) PALOS HEIGHTS, IL
B
07/11/2011 - 09/12/2012 LPL FINANCIAL LLC (CRD#:6413) PALOS HEIGHTS, IL
IA
12/16/2005 - 07/18/2011 HARRIS INVESTOR SERVICES, INC. (CRD#:137115) ROSELLE, IL
B
12/16/2005 - 07/18/2011 HARRIS INVESTOR SERVICES, INC. (CRD#:137115) ROSELLE, IL
IA
02/05/2002 - 12/31/2005 HARRISDIRECT LLC (CRD#:42159) JOLIET, IL
B
05/01/2002 - 12/31/2005 HARRISDIRECT LLC (CRD#:42159) JOLIET, IL
B
05/04/1999 - 05/24/2002 AMERITAS INVESTMENT CORP. (CRD#:14869) LINCOLN, NE
B
12/09/2000 - 05/01/2002 HARRIS INVESTORLINE INC. (CRD#:6362) SEATTLE, WA
B
04/15/2000 - 12/09/2000 HARRIS INVESTORLINE (CRD#:6580) CHICAGO, IL
B
03/10/1997 - 04/15/2000 HARRIS INVESTORS DIRECT, INC. (CRD#:17664) CHICAGO, IL
B
07/10/1996 - 03/21/1997 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
01/01/1996 - 07/11/1996 HARRIS INVESTORS DIRECT, INC. (CRD#:17664) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.