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PETER G HART
CRD#: 238684
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1605 MAIN ST
12TH & 14TH FLS
SARASOTA, FL 34236
Registration History
197519801985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1977 - 2003 (25 years)BBACHE HALSEY STUART INC. (CRD# 7238)1976 - 1977 (1 year)BBACHE & CO INCORPORATED (CRD# 7058)1976 - 1976 (<1 year)BBACHE & CO., INCORPORATED (CRD# 66)1975 - 1976 (<1 year)BDEAN WITTER & CO. INCORPORATED (CRD# 6466)1972 - 1975 (3 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1990 - 2003 (12 years)
Disclosure(s)
View By:
Customer Dispute
Settled
6/21/2011
Regulatory
Final
License(s)

State Registrations

B
Alabama 6/17/2024

B
Mississippi 3/8/2018

B
Alaska 1/17/2023

B
New Jersey 11/1/2004

B
California 7/1/2003

B
New Mexico 2/23/2006

B
Connecticut 11/24/2009

B
New York 7/1/2003

B
Delaware 6/3/2024

B
North Carolina 7/1/2003

B
District of Columbia 7/1/2003

B
Oklahoma 7/1/2003

B
Florida 7/1/2003

IA
Oklahoma 1/2/2004

IA
Florida 6/21/2011

B
Pennsylvania 11/26/2012

B
Georgia 12/7/2020

B
Texas 7/1/2003

B
Maryland 7/1/2003

B
Virginia 7/1/2003

IA
Maryland 7/1/2003

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1605 MAIN ST 12TH & 14TH FLS, SARASOTA, FL 34236
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1605 MAIN ST 12TH & 14TH FLS, SARASOTA, FL 34236
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/20/1990 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BETHESDA, MD
B
09/16/1977 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
08/27/1976 - 09/16/1977 BACHE HALSEY STUART INC. (CRD#:7238)
B
02/27/1976 - 08/27/1976 BACHE & CO INCORPORATED (CRD#:7058)
B
06/24/1975 - 02/27/1976 BACHE & CO., INCORPORATED (CRD#:66)
B
02/08/1972 - 07/16/1975 DEAN WITTER & CO. INCORPORATED (CRD#:6466)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.