Individual Firm
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JAMES KONON JR
CRD#: 2386644
IA
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HOLLENCREST CAPITAL MANAGEMENTCRD#: 46217 100 BAYVIEW CIRCLE
SUITE 500
NEWPORT BEACH, CA 92660-8903
SUITE 500
NEWPORT BEACH, CA 92660-8903
0
Disclosures
31
Years of Experience
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State Registrations
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California 8/18/2016
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Registered with this firm since 8/18/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/25/2005 - 01/02/2018 | NEWPORT BEACH, CA | |
B | 04/05/2005 - 04/18/2005 | SAN DIEGO, CA | |
B | 06/18/2002 - 04/07/2005 | MALVERN, PA | |
B | 03/31/1999 - 12/31/2001 | BOSTON, MA | |
B | 05/31/1996 - 03/31/1999 | IRVINE, CA | |
B | 09/14/1993 - 04/01/1996 | GREENWOOD VILLAGE, CO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.