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CHADWICK JAMES SCHUMACHER
CRD#: 2386491
IA
B
TRADITION WEALTH MANAGEMENT LLCCRD#: 128314 7601 FRANCE AVENUE SOUTH
SUITE 100
EDINA, MN 55435
SUITE 100
EDINA, MN 55435
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 7601 France Ave South, Ste 100
Edina, MN 55435
Edina, MN 55435
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 1/31/2025
B
Nevada 1/31/2025
B
Alaska 1/31/2025
B
New Jersey 1/31/2025
B
Arizona 1/31/2025
B
New York 1/31/2025
B
California 1/31/2025
B
North Carolina 1/31/2025
B
Colorado 1/31/2025
B
North Dakota 1/31/2025
B
Florida 1/31/2025
B
Ohio 1/31/2025
B
Georgia 1/31/2025
B
Oklahoma 1/31/2025
B
Idaho 1/31/2025
B
Pennsylvania 1/31/2025
B
Illinois 1/31/2025
B
South Carolina 1/31/2025
B
Iowa 1/31/2025
B
South Dakota 1/31/2025
B
Kentucky 1/31/2025
IA
Texas 11/1/2004
IA
Minnesota 1/13/2014
B
Texas 1/31/2025
B
Minnesota 1/31/2025
B
Virginia 1/31/2025
B
Missouri 1/31/2025
B
Washington 1/31/2025
B
Montana 1/31/2025
B
Wisconsin 1/31/2025
B
Nebraska 1/31/2025
B
Wyoming 1/31/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/1/2004
B
Registered with this firm since 1/31/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/30/2004 - 01/31/2025 | Edina, MN | |
B | 03/05/2003 - 08/06/2004 | FAIRFIELD, IA | |
B | 12/13/2000 - 03/05/2003 | SAN FRANCISCO, CA | |
B | 12/15/2000 - 08/23/2002 | MINNEAPOLIS, MN | |
B | 02/14/2000 - 12/13/2000 | MINNEAPOLIS, MN | |
B | 07/09/1996 - 03/09/2000 | SAINT PAUL, MN | |
B | 01/13/2000 - 03/08/2000 | MINNEAPOLIS, MN | |
B | 08/11/1995 - 07/19/1996 | WEEHAWKEN, NJ | |
B | 01/09/1995 - 08/15/1995 | DALLAS, TX | |
B | 01/21/1994 - 04/12/1994 | SPRINGFIELD, MA | |
B | 01/21/1994 - 04/12/1994 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.