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BRETT JAMES CAVALIERI
CRD#: 2385070
IA
B
MORGAN STANLEYCRD#: 149777 741 BOSTON POST ROAD
MADISON, CT 06443
MADISON, CT 06443
0
Disclosures
31
Years of Experience
View By:
State Registrations
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Alabama 4/29/2022
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Nebraska 2/15/2019
B
Alaska 4/29/2022
B
Nevada 3/4/2015
B
Arizona 2/5/2016
B
New Hampshire 3/4/2015
B
Arkansas 2/15/2019
B
New Jersey 6/20/2016
B
California 6/1/2009
B
New Mexico 2/15/2019
B
Colorado 6/20/2016
B
New York 11/18/2013
B
Connecticut 6/1/2009
B
North Carolina 3/4/2015
IA
Connecticut 6/1/2009
B
North Dakota 2/15/2019
B
Delaware 3/4/2015
B
Ohio 3/4/2015
B
District of Columbia 6/20/2016
B
Oklahoma 5/25/2022
B
Florida 6/1/2009
B
Oregon 3/4/2015
B
Georgia 11/16/2017
B
Pennsylvania 6/20/2016
B
Hawaii 6/23/2016
B
Puerto Rico 2/15/2019
B
Idaho 5/25/2022
B
Rhode Island 3/4/2015
B
Illinois 3/4/2015
B
South Carolina 3/4/2015
B
Indiana 6/20/2016
B
South Dakota 2/15/2019
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 8/15/2016
B
Texas 6/1/2009
B
Kentucky 6/20/2016
IA
Texas 4/13/2010
B
Louisiana 2/6/2017
B
Utah 2/15/2019
B
Maine 3/4/2015
B
Vermont 3/12/2015
B
Maryland 3/4/2015
B
Virgin Islands 5/25/2022
B
Massachusetts 9/21/2010
B
Virginia 3/4/2015
B
Michigan 6/20/2016
B
Washington 6/20/2016
B
Minnesota 2/15/2019
B
West Virginia 5/25/2022
B
Mississippi 2/15/2019
B
Wisconsin 3/3/2017
B
Missouri 4/29/2022
B
Wyoming 7/25/2017
B
Montana 5/24/2021
SRO Registrations
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/17/2007 - 06/01/2009 | ESSEX, CT | |
B | 09/17/2007 - 06/01/2009 | ESSEX, CT | |
B | 04/19/2004 - 10/11/2007 | STAMFORD, CT | |
B | 05/04/1995 - 02/18/2004 | WESTLAKE, TX | |
IA | 09/04/1998 - 12/16/2003 | WEST HARTFORD, CT | |
B | 09/17/1993 - 04/18/1995 | PURCHASE, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.