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DAVID ALLEN WOOD
WOODY WOOD
CRD#: 2384874
IA
Investment Adviser
B
Broker
OSAIC ADVISORY SERVICES, LLCCRD#: 171070 2300 WINDY RIDGE PARKWAY
SUITE 750
ATLANTA, GA 30339
OSAIC WEALTH, INC.CRD#: 23131 307 WASHINGTON ST.
FRANKFORT, KY 40601
Registration History
19952000200520102015202020252 FIRMS2018 - 2024 (5 years)2 FIRMS2024 - Present (<1 year)BFSC SECURITIES CORPORATION (CRD# 7461)2017 - 2018 (1 year)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)1997 - 2017 (19 years)BJEFFERSON-PILOT INVESTOR SERVI... (CRD# 5178)1995 - 1997 (2 years)BMARKETING ONE SECURITIES, INC. (CRD# 16611)1993 - 1995 (1 year)IALINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2003 - 2014 (10 years)
Disclosure(s)
View By:
4/3/1995
Employment Separation After Allegations
License(s)

State Registrations

B
Florida 6/14/2024

IA
Kentucky 11/8/2024

B
Kentucky 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC ADVISORY SERVICES, LLC (CRD#:171070)
2300 WINDY RIDGE PARKWAY SUITE 750, ATLANTA, GA 30339
Registered with this firm since 11/8/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
307 WASHINGTON ST., FRANKFORT, KY 40601
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/21/2018 - 11/08/2024 ARBOR POINT ADVISORS (CRD#:165127) Frankfort, KY
B
12/12/2018 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) FRANKFORT, KY
B
08/15/2017 - 12/20/2018 FSC SECURITIES CORPORATION (CRD#:7461) FRANKFORT, KY
B
10/01/1997 - 08/23/2017 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) FRANKFORT, KY
IA
08/08/2003 - 04/08/2014 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) FRANKFORT, KY
B
06/22/1995 - 10/01/1997 JEFFERSON-PILOT INVESTOR SERVICES, INC. (CRD#:5178) FORT WAYNE, IN
B
08/09/1993 - 04/25/1995 MARKETING ONE SECURITIES, INC. (CRD#:16611) PORTLAND, OR
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.