Individual Firm
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MARTHA L RAGHUNAUTH
LINDA RAGHUNAUTH, MARTHA LINDA RAGHUNAUTH
CRD#: 2384590
IA
B
OXLER PRIVATE WEALTHCRD#: 309684 3 COLUMBUS CIRCLE
15TH FLOOR
NEW YORK, NY 10019
15TH FLOOR
NEW YORK, NY 10019
0
Disclosures
23
Years of Experience
View By:
State Registrations
IA
New York 5/30/2021
IA
Registered with this firm since 5/30/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/21/2016 - 08/24/2020 | NEW YORK, NY | |
B | 01/15/2016 - 08/24/2020 | NEW YORK, NY | |
IA | 07/07/2009 - 01/04/2016 | NEW YORK, NY | |
B | 06/01/2009 - 01/04/2016 | NEW YORK, NY | |
B | 04/09/2008 - 06/01/2009 | NEW YORK, NY | |
B | 07/03/2007 - 03/26/2008 | NEW YORK, NY | |
B | 02/16/2001 - 05/14/2007 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.