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Detailed Report
DANIEL DUANE RASBY
CRD#: 2384236
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 909 St. Joseph Street
6th Floor
Rapid City, SD 57701
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1995 - 2007 (11 years)BD.E. FREY & COMPANY, INC. (CRD# 23595)1993 - 1995 (2 years)IAMORGAN STANLEY (CRD# 7556)1999 - 2007 (7 years)
License(s)

State Registrations

B
Alabama 1/9/2024
B
Montana 4/24/2012
B
Arizona 6/1/2009
B
Nebraska 6/1/2009
B
California 6/1/2009
B
New Hampshire 10/7/2024
B
Colorado 6/1/2009
B
New Mexico 7/24/2023
B
Connecticut 10/13/2015
B
New York 11/23/2015
B
District of Columbia 4/29/2013
B
North Dakota 6/1/2009
B
Florida 6/1/2009
B
South Dakota 6/1/2009
B
Hawaii 2/4/2014
IA
South Dakota 6/1/2009
B
Illinois 6/1/2009
B
Texas 1/10/2012
B
Indiana 6/1/2009
IA
Texas 3/23/2012
B
Iowa 3/6/2020
B
Virginia 3/13/2024
B
Kansas 2/11/2020
B
Washington 4/28/2011
B
Maryland 6/21/2021
B
West Virginia 5/31/2022
B
Minnesota 6/1/2009
B
Wisconsin 11/5/2024
B
Missouri 1/10/2017
B
Wyoming 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
909 St. Joseph Street 6th Floor, Rapid City, SD 57701
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
909 St. Joseph Street 6th Floor, Rapid City, SD 57701
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RAPID CITY, SD
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RAPID CITY, SD
IA
 06/17/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) RAPID CITY, SD
B
 10/02/1995 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) RAPID CITY, SD
B
 08/20/1993 - 10/03/1995 D.E. FREY & COMPANY, INC. (CRD#:23595) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.