Individual Firm
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BRIAN PATRICK MAHONEY
BRIAN PATRICK MAHONY
CRD#: 2384226
IA
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MORGAN STANLEYCRD#: 149777 350 East Las Olas Boulevard
Suite 1500
Fort Lauderdale, FL 33301
Suite 1500
Fort Lauderdale, FL 33301
View By:
8/2/2010
Customer Dispute
Settled
State Registrations
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Alabama 9/6/2022
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Missouri 9/6/2022
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Alaska 2/14/2017
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Montana 6/1/2009
B
Arizona 9/19/2022
B
Nevada 12/14/2020
B
Arkansas 6/8/2017
B
New Hampshire 2/15/2017
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 5/12/2015
B
New Mexico 2/19/2024
B
Connecticut 2/17/2017
B
New York 6/1/2009
B
District of Columbia 9/8/2022
B
North Carolina 1/18/2017
B
Florida 6/1/2009
B
North Dakota 9/12/2022
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Florida 6/1/2009
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Ohio 9/6/2022
B
Georgia 6/1/2009
B
Oklahoma 9/7/2022
B
Hawaii 3/17/2023
B
Oregon 9/5/2022
B
Idaho 1/23/2017
B
Pennsylvania 6/1/2009
B
Illinois 2/20/2018
B
Rhode Island 5/19/2015
B
Indiana 4/8/2022
B
South Carolina 10/17/2012
B
Iowa 3/2/2023
B
Tennessee 6/1/2009
B
Kansas 9/6/2022
B
Texas 6/1/2009
B
Kentucky 9/9/2022
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Texas 4/15/2020
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Louisiana 7/23/2012
B
Utah 9/6/2022
B
Maine 5/15/2023
B
Virginia 6/1/2009
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Maryland 6/1/2009
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Washington 9/6/2022
B
Massachusetts 9/3/2013
B
West Virginia 9/8/2022
B
Michigan 4/10/2017
B
Wisconsin 1/20/2017
B
Minnesota 9/6/2022
B
Wyoming 5/9/2024
B
Mississippi 9/7/2022
SRO Registrations
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/24/2009 - 06/01/2009 | FT. LAUDERDALE, FL | |
B | 04/03/2009 - 06/01/2009 | FT. LAUDERDALE, FL | |
IA | 11/02/2001 - 04/07/2009 | CLARION, PA | |
B | 11/02/2001 - 04/07/2009 | CLARION, PA | |
B | 05/01/1998 - 11/02/2001 | IRVINE, CA | |
B | 10/03/1996 - 05/01/1998 | NORTHRIDGE, CA | |
B | 11/28/1995 - 10/09/1996 | CINCINNATI, OH | |
B | 09/22/1995 - 11/30/1995 | EL SEGUNDO, CA | |
B | 09/07/1993 - 11/21/1994 |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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