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CYNTHIA KAY GRAVES
CINDY WILLIAMS, CYNTHIA KAY WILLIAMS
CRD#: 2383989
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 S ASHLEY DR 9TH FL
[D7*/F6-RBO]
TAMPA, FL 33602
Registration History
19952000200520102015202020252 FIRMS2000 - 2011 (10 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1994 - 2000 (6 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1993 - 1994 (<1 year)
License(s)

State Registrations

B
Arkansas 8/26/2011

B
Georgia 8/26/2011

B
Florida 8/26/2011

B
Missouri 8/26/2011

IA
Florida 8/29/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 S ASHLEY DR 9TH FL [D7*/F6-RBO], TAMPA, FL 33602
LARGO, FL
Registered with this firm since 8/29/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 S ASHLEY DR 9TH FL [D7*/F6-RBO], TAMPA, FL 33602
LARGO, FL
Registered with this firm since 8/26/2011

Previous Registration(s)
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IA
08/15/2011 - 09/06/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) CLEARWATER, FL
B
08/05/2011 - 09/06/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) CLEARWATER, FL
IA
10/01/2000 - 08/08/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) TAMPA, FL
B
10/01/2000 - 08/08/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) TAMPA, FL
B
07/26/1994 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
10/05/1993 - 03/24/1994 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.