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KATHY PETTIS CUNNINGHAM
KATHY S PETTIS
CRD#: 2383475
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 348 MIRACLE STRIP PARKWAY, SUITE 13-D
FORT WALTON BEACH, FL 32548
Registration History
19952000200520102015202020252 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - Present (12 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)1999 - 2007 (7 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)1993 - 1995 (1 year)IAAMSOUTH INVESTMENT MANAGEMENT ... (CRD# 111757)2003 - 2007 (3 years)IAAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2003 - 2003 (<1 year)
Disclosure(s)
View By:
7/30/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/13/2013

B
Montana 5/15/2017

B
California 8/4/2017

B
Nebraska 5/19/2021

B
Colorado 5/19/2021

B
New York 4/10/2013

B
Florida 2/13/2013

B
North Carolina 2/13/2013

IA
Florida 2/13/2013

B
Ohio 2/13/2013

B
Georgia 5/23/2013

B
Pennsylvania 12/17/2024

B
Indiana 3/28/2023

B
South Carolina 2/13/2013

B
Maryland 10/14/2014

B
Tennessee 2/13/2013

B
Michigan 8/15/2022

B
Texas 9/26/2014

B
Minnesota 11/9/2018

IA
Texas 1/12/2016

B
Mississippi 5/26/2021

B
Utah 5/19/2021

B
Missouri 1/13/2025

B
Virginia 4/10/2013

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
348 MIRACLE STRIP PARKWAY, SUITE 13-D, FORT WALTON BEACH, FL 32548
348 Miracle Strip Parkway Suite 13-D, Fort Walton Beach, FL 32548
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
348 MIRACLE STRIP PARKWAY, SUITE 13-D, FORT WALTON BEACH, FL 32548
348 Miracle Strip Parkway Suite 13-D, Fort Walton Beach, FL 32548
Registered with this firm since 2/13/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FORT WALTON BEACH, FL
B
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FORT WALTON BEACH, FL
IA
07/10/2003 - 02/20/2007 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) BIRMINGHAM, AL
B
11/24/1999 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) FORT WALTON BEACH, FL
IA
02/13/2003 - 07/23/2003 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) FORT WALTON BEACH, FL
B
10/04/1993 - 04/21/1995 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) BIRMINGHAM, AL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.