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Detailed Report
Connor Hogan
CONNOR D HOGAN, CONNOR HOGAN, Connor Deist Hogan
CRD#: 2382414
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 440 E GRAND AVE SUITE D
DES MOINES, IA 50309-1932
Registration History
19952000200520102015202020252 FIRMS2017 - 2018 (1 year)2 FIRMS2019 - Present (6 years)BTRANSAMERICA CAPITAL, INC. (CRD# 8217)2009 - 2017 (8 years)BVAN KAMPEN FUNDS INC. (CRD# 6939)1997 - 2009 (12 years)BKEMPER DISTRIBUTORS, INC. (CRD# 37306)1996 - 1996 (<1 year)BKEMPER DISTRIBUTORS, INC. (CRD# 37306)1995 - 1996 (<1 year)BKEMPER FINANCIAL SERVICES, INC. (CRD# 798)1994 - 1995 (1 year)
License(s)

State Registrations

B
Alabama 5/27/2022
B
Minnesota 5/6/2019
B
Arizona 11/22/2023
B
Missouri 9/24/2019
B
Colorado 3/15/2022
B
Nebraska 3/28/2022
B
Florida 6/2/2021
B
South Carolina 11/5/2021
B
Hawaii 12/13/2019
B
South Dakota 10/4/2022
B
Iowa 3/11/2019
B
Texas 2/17/2022
IA
Iowa 3/11/2019
IA
Texas 2/18/2022
B
Kansas 9/14/2021
B
Wisconsin 5/6/2019
B
Michigan 10/24/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
440 E GRAND AVE SUITE D, DES MOINES, IA 50309-1932
Registered with this firm since 3/11/2019
B
EDWARD JONES (CRD#:250)
440 E GRAND AVE SUITE D, DES MOINES, IA 50309-1932
Registered with this firm since 3/11/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/06/2017 - 12/27/2018 RUSSELL INVESTMENTS (CRD#:105734) West Des Moines, IA
B
 08/10/2017 - 12/27/2018 RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (CRD#:21771) SEATTLE, WA
B
 04/01/2009 - 08/15/2017 TRANSAMERICA CAPITAL, INC. (CRD#:8217) DENVER, CO
B
 01/23/1997 - 02/17/2009 VAN KAMPEN FUNDS INC. (CRD#:6939) HOUSTON, TX
B
 05/21/1996 - 12/16/1996 KEMPER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
B
 02/01/1995 - 01/05/1996 KEMPER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
B
 02/16/1994 - 02/01/1995 KEMPER FINANCIAL SERVICES, INC. (CRD#:798)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.