Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOHN ROBERT GANSMAN
CRD#: 2382152
IA
Investment Adviser
B
Broker
DAVENPORT & COMPANY LLCCRD#: 1588 628 GREEN VALLEY ROAD
SUITE 306
GREENSBORO, NC 27408-7730
Registration History
19952000200520102015202020252 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (16 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1995 - 2006 (10 years)BPFS INVESTMENTS INC. (CRD# 10111)1993 - 1995 (1 year)IALEGG MASON WOOD WALKER INC (CRD# 6555)2001 - 2006 (4 years)
License(s)

State Registrations

B
Alabama 12/16/2020
B
Minnesota 4/7/2021
B
Arizona 8/10/2023
B
Mississippi 3/14/2024
B
California 2/13/2009
B
Missouri 2/13/2009
B
Colorado 6/18/2021
B
New Hampshire 9/2/2016
B
Connecticut 2/13/2009
B
New Jersey 2/27/2018
B
District of Columbia 8/30/2021
B
New York 10/29/2019
B
Florida 2/13/2009
B
North Carolina 2/13/2009
B
Georgia 2/13/2009
IA
North Carolina 2/13/2009
B
Indiana 10/3/2019
B
Ohio 7/10/2023
B
Iowa 2/7/2017
B
Rhode Island 7/10/2023
B
Kentucky 8/10/2023
B
South Carolina 2/13/2009
B
Louisiana 8/11/2011
B
Tennessee 1/21/2010
B
Maine 3/6/2019
B
Vermont 10/22/2015
B
Maryland 2/13/2009
B
Virginia 2/13/2009
B
Massachusetts 1/28/2013
B
Washington 3/6/2017
B
Michigan 1/4/2021
B
Wisconsin 12/23/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DAVENPORT & COMPANY LLC (CRD#:1588)
628 GREEN VALLEY ROAD SUITE 306, GREENSBORO, NC 27408-7730
Registered with this firm since 2/13/2009
B
DAVENPORT & COMPANY LLC (CRD#:1588)
628 GREEN VALLEY ROAD SUITE 306, GREENSBORO, NC 27408-7730
Registered with this firm since 2/13/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/21/2006 - 03/09/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENSBORO, NC
B
 02/21/2006 - 03/09/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENSBORO, NC
IA
 12/31/2001 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) GREENSBORO, NC
B
 07/28/1995 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 10/07/1993 - 08/09/1995 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.