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Detailed Report
JOHN STEFANO KOTSONIS
JOHN STEFANOS KOTSONIS
CRD#: 2382149
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 8889 Pelican Bay Boulevard
Suite 300
Naples, FL 34108
Registration History
19952000200520102015202020252 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2022 - Present (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - 2022 (7 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2010 - 2012 (2 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2009 (2 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2006 (5 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1997 - 2000 (3 years)BBARNETT INVESTMENTS, INC. (CRD# 14897)1995 - 1997 (1 year)BJ. B. HANAUER & CO. (CRD# 6958)1993 - 1993 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2019 - 2022 (3 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - 2019 (4 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2012 (1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2006 (2 years)IAWACHOVIA SECURITIES, INC. (CRD# 19616)2000 - 2003 (2 years)
License(s)

State Registrations

B
Alabama 5/30/2022
B
Nebraska 5/30/2022
B
Alaska 5/30/2022
B
Nevada 5/30/2022
B
Arizona 5/30/2022
B
New Hampshire 5/30/2022
B
Arkansas 5/30/2022
B
New Jersey 5/30/2022
B
California 5/30/2022
B
New Mexico 5/30/2022
B
Colorado 5/30/2022
B
New York 5/30/2022
B
Connecticut 5/30/2022
B
North Carolina 5/30/2022
B
Delaware 5/30/2022
B
North Dakota 5/30/2022
B
District of Columbia 5/30/2022
B
Ohio 5/31/2022
B
Florida 5/30/2022
B
Oklahoma 5/30/2022
IA
Florida 5/31/2022
B
Oregon 5/30/2022
B
Georgia 5/30/2022
B
Pennsylvania 5/30/2022
B
Hawaii 5/30/2022
B
Puerto Rico 5/30/2022
B
Idaho 5/30/2022
B
Rhode Island 5/30/2022
B
Illinois 5/30/2022
B
South Carolina 5/30/2022
B
Indiana 5/30/2022
B
South Dakota 5/30/2022
B
Iowa 5/30/2022
B
Tennessee 5/30/2022
B
Kansas 5/30/2022
B
Texas 5/30/2022
B
Kentucky 5/30/2022
IA
Texas 5/31/2022
B
Louisiana 5/30/2022
B
Utah 5/30/2022
B
Maine 5/30/2022
B
Vermont 5/30/2022
B
Maryland 5/30/2022
B
Virgin Islands 5/30/2022
B
Massachusetts 5/30/2022
B
Virginia 5/30/2022
B
Michigan 5/30/2022
B
Washington 5/30/2022
B
Minnesota 5/30/2022
B
West Virginia 5/30/2022
B
Mississippi 5/30/2022
B
Wisconsin 5/30/2022
B
Missouri 5/30/2022
B
Wyoming 5/30/2022
B
Montana 5/31/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108
Estero, FL
Registered with this firm since 5/31/2022
B
MORGAN STANLEY (CRD#:149777)
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108
Estero, FL
Registered with this firm since 5/30/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/29/2019 - 05/31/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) FORT MYERS, FL
B
 06/25/2014 - 05/31/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) FORT MYERS, FL
IA
 06/25/2014 - 03/28/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) FORT MYERS, FL
IA
 11/20/2012 - 06/24/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) SHORT HILLS, NJ
B
 11/20/2012 - 06/24/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) SHORT HILLS, NJ
IA
 11/09/2012 - 11/23/2012 PRESTIGE WEALTH MANAGEMENT GROUP, LLC (CRD#:127381) FLEMINGTON, NJ
B
 11/08/2012 - 11/23/2012 TRIAD ADVISORS, INC. (CRD#:25803) FLEMINGTON, NJ
IA
 06/16/2011 - 11/08/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) SHORT HILLS, NJ
B
 08/03/2010 - 11/08/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) SHORT HILLS, NJ
B
 02/26/2007 - 08/31/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) ORLANDO, FL
IA
 05/07/2003 - 02/16/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) WINTER HAVEN, FL
B
 10/01/2000 - 02/16/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) WINTER HAVEN, FL
IA
 10/01/2000 - 05/05/2003 WACHOVIA SECURITIES, INC. (CRD#:19616) WINTER HAVEN, FL
B
 06/16/1997 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 09/26/1995 - 06/10/1997 BARNETT INVESTMENTS, INC. (CRD#:14897) JACKSONVILLE, FL
B
 08/24/1993 - 11/29/1993 J. B. HANAUER & CO. (CRD#:6958) PARSIPPANY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.