• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
HENRY ROGER GOLDENSTEIN
CRD#: 2381347
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 544 LAKEVIEW PKWY #301
VERNON HILLS, IL 60061
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 544 LAKEVIEW PKWY #301
VERNON HILLS, IL 60061
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2007 - Present (17 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)1993 - Present (31 years)
License(s)

State Registrations

B
Arizona 11/15/2022

B
New York 2/7/2024

B
Colorado 11/3/2020

B
Oregon 10/3/2017

B
Connecticut 1/3/2003

B
Texas 2/13/2020

B
Illinois 8/24/1993

IA
Texas 2/18/2020

IA
Illinois 1/31/2007

B
Wisconsin 8/26/2010

B
Missouri 6/4/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
544 LAKEVIEW PKWY #301, VERNON HILLS, IL 60061
Registered with this firm since 1/31/2007

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
544 LAKEVIEW PKWY #301, VERNON HILLS, IL 60061
BUFFALO GROVE, IL
Registered with this firm since 8/24/1993

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.