Individual Firm
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MARK ERIC SAUNDERS
CRD#: 2380727
IA
B
STONEX ADVISORS INC.CRD#: 174182 403 Madison St
2nd Floor
Huntsville, AL 35801
2nd Floor
Huntsville, AL 35801
STONEX SECURITIES INC.CRD#: 18456 403 Madison Street
2nd Floor
Huntsville, AL 35801
2nd Floor
Huntsville, AL 35801
0
Disclosures
31
Years of Experience
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State Registrations
B
Alabama 7/31/2015
B
Ohio 5/17/2018
IA
Alabama 6/30/2016
B
Tennessee 7/31/2015
B
Florida 7/31/2015
B
Texas 1/14/2019
B
Georgia 7/31/2015
B
Washington 1/8/2018
SRO Registrations
B
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IA
Registered with this firm since 6/30/2016
B
Registered with this firm since 7/31/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/04/2015 - 06/30/2016 | HUNTSVILLE, AL | |
IA | 02/25/2014 - 08/03/2015 | HUNTSVILLE, AL | |
B | 02/24/2014 - 08/03/2015 | HUNTSVILLE, AL | |
IA | 02/13/2013 - 03/06/2014 | HUNTSVILLE, AL | |
B | 02/13/2013 - 03/06/2014 | HUNTSVILLE, AL | |
IA | 02/13/2007 - 02/13/2013 | HUNTSVILLE, AL | |
B | 02/13/2007 - 02/13/2013 | HUNTSVILLE, AL | |
IA | 07/10/2003 - 02/20/2007 | BIRMINGHAM, AL | |
B | 04/19/2001 - 02/13/2007 | HUNTSVILLE, AL | |
IA | 03/03/2003 - 07/10/2003 | HUNTSVILLE, AL | |
B | 12/09/1997 - 04/17/2001 | BIRMINGHAM, AL | |
B | 08/03/1998 - 04/18/2000 | PURCHASE, NY | |
B | 01/12/1998 - 08/03/1998 | ||
B | 05/30/1995 - 12/18/1997 | BIRMINGHAM, AL | |
B | 09/03/1993 - 05/17/1995 | NEW YORK, NY | |
B | 09/03/1993 - 05/17/1995 | NEW YORK, NY |
BIRMINGHAM, AL
07/10/2003 - 02/20/2007
NEW YORK, NY
09/03/1993 - 05/17/1995
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.