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Detailed Report
PETER WRIGHT BELL JR
CRD#: 2378665
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 434 BRAODWAY ST
SUITE 100
CHICO, CA 95928
CETERA ADVISOR NETWORKS LLCCRD#: 13572 434 BROADWAY ST, SUITE 100
CHICO, CA 95928
Registration History
19952000200520102015202020252 FIRMS2001 - 2008 (7 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BPFS INVESTMENTS INC. (CRD# 10111)1993 - 2001 (7 years)
Disclosure(s)
View By:
11/22/2022
Customer Dispute
Denied
1/8/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 12/18/2023
B
Oklahoma 4/24/2024
B
California 12/8/2023
B
Oregon 12/8/2023
IA
California 12/8/2023
B
South Carolina 12/13/2023
B
Colorado 12/11/2023
B
Tennessee 12/8/2023
B
Hawaii 1/2/2025
B
Texas 12/8/2023
B
Idaho 12/8/2023
IA
Texas 12/8/2023
B
Kentucky 12/11/2023
B
Utah 12/11/2023
B
Maryland 12/8/2023
B
Virginia 1/24/2025
B
Montana 12/11/2023
B
Washington 12/8/2023
B
Nevada 12/12/2023
B
Wyoming 12/14/2023
B
North Carolina 12/12/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
434 BRAODWAY ST SUITE 100, CHICO, CA 95928
Registered with this firm since 12/8/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
434 BROADWAY ST, SUITE 100, CHICO, CA 95928
434 Broadway St. Suite 100, Chico, CA 95928
Registered with this firm since 12/7/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/11/2016 - 12/05/2023 LPL FINANCIAL LLC (CRD#:6413) CHICO, CA
B
 01/11/2016 - 12/05/2023 LPL FINANCIAL LLC (CRD#:6413) CHICO, CA
IA
 04/29/2009 - 01/12/2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CHICO, CA
B
 04/28/2009 - 01/12/2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CHICO, CA
IA
 01/01/2008 - 04/28/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) CHICO, CA
B
 01/01/2008 - 04/28/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) CHICO, CA
B
 01/31/2001 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CHICO, CA
IA
 03/29/2001 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CHICO, CA
B
 09/23/1993 - 01/31/2001 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.