Individual Firm
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OWEN J MCGARRAHAN III
OWEN JOSEPH MCGARRAHAN III, III OWEN MCGARRAHAN III III
CRD#: 2377727
IA
B
MORGAN STANLEYCRD#: 149777 1155 Elm Street
6th Floor
Manchester, NH 03101
6th Floor
Manchester, NH 03101
View By:
12/9/2008
Customer Dispute
Denied
State Registrations
B
Alabama 4/29/2022
B
Nevada 7/7/2009
B
Alaska 4/29/2022
B
New Hampshire 6/1/2009
B
Arizona 6/1/2009
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New Hampshire 6/1/2009
B
Arkansas 2/15/2019
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 1/23/2019
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 5/20/2011
B
Delaware 3/3/2016
B
North Dakota 2/15/2019
B
District of Columbia 6/30/2016
B
Ohio 12/17/2021
B
Florida 6/1/2009
B
Oklahoma 5/25/2022
B
Georgia 6/1/2009
B
Oregon 5/25/2022
B
Hawaii 3/3/2016
B
Pennsylvania 6/1/2009
B
Idaho 5/24/2018
B
Puerto Rico 2/15/2019
B
Illinois 1/23/2015
B
Rhode Island 6/1/2009
B
Indiana 10/22/2018
B
South Carolina 6/1/2009
B
Iowa 5/25/2022
B
South Dakota 2/15/2019
B
Kansas 11/1/2016
B
Tennessee 7/10/2014
B
Kentucky 5/25/2022
B
Texas 6/1/2009
B
Louisiana 10/17/2018
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Texas 6/1/2009
B
Maine 6/1/2009
B
Utah 3/14/2018
B
Maryland 6/30/2009
B
Vermont 6/24/2010
B
Massachusetts 6/1/2009
B
Virgin Islands 5/25/2022
B
Michigan 6/1/2009
B
Virginia 6/1/2009
B
Minnesota 2/15/2019
B
Washington 9/30/2015
B
Mississippi 2/15/2019
B
West Virginia 5/25/2022
B
Missouri 4/29/2022
B
Wisconsin 11/11/2014
B
Montana 6/15/2021
B
Wyoming 5/23/2022
B
Nebraska 2/15/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/26/2008 - 06/01/2009 | MANCHESTER, NH | |
B | 09/26/2008 - 06/01/2009 | MANCHESTER, NH | |
IA | 08/09/2000 - 10/03/2008 | MANCHESTER, NH | |
B | 06/23/2000 - 10/03/2008 | MANCHESTER, NH | |
B | 09/26/1996 - 07/18/2000 | NEW YORK, NY | |
B | 08/13/1993 - 10/09/1996 | DETROIT, MI |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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