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Detailed Report
MICHAEL LOUIS STERN
CRD#: 2377720
IA
Investment Adviser
B
Broker
PROSPERA FINANCIAL SERVICES, INC.CRD#: 10740 2121 Airline Dr
Ste 160
Metairie, LA 70001
Registration History
19952000200520102015202020252 FIRMS2021 - Present (3 years)BDORSEY & COMPANY, INC. (CRD# 1668)1993 - 2021 (28 years)IADORSEY & COMPANY INC. (CRD# 1668)2006 - 2021 (15 years)
License(s)

State Registrations

B
Alabama 12/3/2021
B
Missouri 4/13/2022
B
Arizona 12/3/2021
B
New Mexico 11/9/2023
B
Arkansas 12/3/2021
B
New York 12/3/2021
B
California 12/3/2021
B
North Carolina 12/3/2021
B
Colorado 12/3/2021
B
Oklahoma 12/3/2021
B
Florida 12/3/2021
B
Oregon 4/20/2022
B
Georgia 1/26/2024
B
Pennsylvania 12/3/2021
B
Louisiana 12/3/2021
B
South Carolina 3/13/2024
IA
Louisiana 12/3/2021
B
Tennessee 12/3/2021
B
Maryland 4/20/2022
B
Texas 12/3/2021
B
Massachusetts 12/3/2021
B
Virginia 12/3/2021
B
Mississippi 12/3/2021
B
Washington 12/3/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740)
2121 Airline Dr Ste 160, Metairie, LA 70001
Registered with this firm since 12/3/2021
B
PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740)
2121 Airline Dr Ste 160, Metairie, LA 70001
Registered with this firm since 12/3/2021
Previous Registration(s)
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IA
 07/21/2006 - 12/03/2021 DORSEY & COMPANY INC. (CRD#:1668) BATON ROUGE, LA
B
 08/03/1993 - 12/03/2021 DORSEY & COMPANY, INC. (CRD#:1668) BATON ROUGE, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.