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Detailed Report
CHRISTOPHER MICHAEL MCLAUGHLIN
CHRISTOPHER M MCLAUGHLIN, CHRISTOPHER MCLAUGHLIN
CRD#: 2377612
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 909 POYDRAS STREET; SUITE 1300
FIRST BANK & TRUST TOWER
NEW ORLEANS, LA 70112
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BFBT INVESTMENTS, INC. (CRD# 104463)2001 - 2017 (16 years)BSISUNG SECURITIES CORPORATION (CRD# 25752)2000 - 2001 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)2000 - 2000 (<1 year)BAMERICAN FRONTEER FINANCIAL CO... (CRD# 1398)1996 - 2000 (4 years)BDICKINSON & CO. (CRD# 689)1994 - 1996 (1 year)BF.N. WOLF & CO., INC. (CRD# 13051)1993 - 1994 (<1 year)IAFBT ADVISORS, INC. (CRD# 112690)2017 - 2017 (<1 year)IAFBT ADVISORS, INC. (CRD# 112690)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Florida 8/28/2017
B
Texas 8/15/2017
B
Louisiana 8/7/2017
IA
Texas 3/13/2018
IA
Louisiana 8/7/2017
B
Utah 1/29/2025
B
Mississippi 9/1/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
909 POYDRAS STREET; SUITE 1300 FIRST BANK & TRUST TOWER, NEW ORLEANS, LA 70112
Registered with this firm since 8/7/2017
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
909 POYDRAS STREET; SUITE 1300 FIRST BANK & TRUST TOWER, NEW ORLEANS, LA 70112
Registered with this firm since 8/7/2017
Previous Registration(s)
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IA
 06/09/2017 - 09/25/2017 FBT ADVISORS, INC. (CRD#:112690) NEW ORLEANS, LA
B
 05/09/2001 - 09/19/2017 FBT INVESTMENTS, INC. (CRD#:104463) NEW ORLEANS, LA
IA
 10/09/2002 - 12/31/2002 FBT ADVISORS, INC. (CRD#:112690) NEW ORLEANS, LA
B
 10/26/2000 - 05/09/2001 SISUNG SECURITIES CORPORATION (CRD#:25752) METAIRIE, LA
B
 02/24/2000 - 10/30/2000 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 02/15/1996 - 02/24/2000 AMERICAN FRONTEER FINANCIAL CORPORATION (CRD#:1398) DENVER, CO
B
 07/08/1994 - 03/07/1996 DICKINSON & CO. (CRD#:689)
FINRA expelled the firm on 04/07/1998
DES MOINES, IA
B
 10/08/1993 - 07/26/1994 F.N. WOLF & CO., INC. (CRD#:13051)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.