• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MARIE ELENA DICESARE
CRD#: 2376794
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 225 Wyman Street
Waltham, MA 02451
Registration History
1995200020052010201520202025IAADVICE AND PLANNING SERVICES (CRD# 20472)2015 - Present (9 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2014 - Present (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2014 (4 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (<1 year)BCOLUMBIA MANAGEMENT DISTRIBUTO... (CRD# 30683)2007 - 2008 (1 year)BNATIONAL FINANCIAL SERVICES LLC (CRD# 13041)2000 - 2006 (6 years)BPUTNAM RETAIL MANAGEMENT, INC. (CRD# 7325)1997 - 2000 (3 years)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)1996 - 1997 (<1 year)BDIVERSIFIED INVESTORS SECURITI... (CRD# 32205)1994 - 1997 (2 years)BUNUM SALES CORPORATION (CRD# 5406)1994 - 1996 (2 years)BNYLIFE SECURITIES INC. (CRD# 5167)1993 - 1994 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2014 (2 years)
License(s)

State Registrations

B
Massachusetts 6/17/2014

IA
Massachusetts 9/9/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
225 Wyman Street, Waltham, MA 02451
Medfield, MA
Registered with this firm since 9/9/2015

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
225 Wyman Street, Waltham, MA 02451
Medfield, MA
Registered with this firm since 6/17/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/06/2011 - 05/05/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
B
10/23/2009 - 05/05/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
B
12/15/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
04/05/2007 - 12/31/2008 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CRD#:30683) BOSTON, MA
B
12/07/2000 - 12/12/2006 NATIONAL FINANCIAL SERVICES LLC (CRD#:13041) BOSTON, MA
B
05/07/1997 - 11/06/2000 PUTNAM RETAIL MANAGEMENT, INC. (CRD#:7325) BOSTON, MA
B
10/01/1996 - 02/20/1997 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
06/23/1994 - 02/05/1997 DIVERSIFIED INVESTORS SECURITIES CORP. (CRD#:32205) HARRISON, NY
B
07/20/1994 - 10/01/1996 UNUM SALES CORPORATION (CRD#:5406) PORTLAND, ME
B
09/14/1993 - 05/19/1994 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.